Daniel J. Yergan

FIDATO WEALTH LLC

Middleburg Heights, OH 44130

Some features on this profile are disabled

CRD#: 6950444

Professional summary

Daniel John Yergan, CFP® is a registered financial advisor currently at FIDATO WEALTH LLC located in Middleburg Heights, Ohio.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Daniel has worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel John Yergan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

May 30, 2023 - Present

FIDATO WEALTH LLC

Office #1: 7530 Lucerne Dr Suite 400, Middleburg Heights, OH 44130

RIA

CRD#: 158173

Middleburg Heights, OH

Past

December 4, 2020 - June 1, 2023

VALMARK ADVISERS, INC.

RIA

CRD#: 108050

akron, OH

Past

March 16, 2020 - June 1, 2023

VALMARK SECURITIES, INC.

CRD#: 31243

AKRON, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIDATO WEALTH LLC

FIDATO WEALTH LLC | THE FIDATO GROUP LLC | SAFEGUARD FINANCIAL, LLC | FIDATO WEALTH, LLC

CRD#: 158173 / SEC#: 801-108417

RIA

Registered Investment Advisory firm - (9/29/2016 Approved)

California

Registered Investment Advisory firm - (10/30/2016 Terminated)

Minnesota

Registered Investment Advisory firm - (10/3/2016 Terminated)

Ohio

Registered Investment Advisory firm - (9/30/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(5/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/3/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/16/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/27/2019

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 24

Date: 7/7/2020

General Securities Principal Examination

Current Firm

FIDATO WEALTH LLC

FIDATO WEALTH LLC | THE FIDATO GROUP LLC | SAFEGUARD FINANCIAL, LLC | FIDATO WEALTH, LLC

CRD#: 158173 / SEC#: 801-108417

RIA

Registered Investment Advisory firm - (9/29/2016 Approved)

California

Registered Investment Advisory firm - (10/30/2016 Terminated)

Minnesota

Registered Investment Advisory firm - (10/3/2016 Terminated)

Ohio

Registered Investment Advisory firm - (9/30/2016 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

7530 Lucerne Dr Suite 400, Middleburg Heights, OH 44130

Mailing Address

Phone number

(440) 572-5552

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (8/28/2025)

Regulatory assets under management

Total Number of Accounts	1,032
AUM (Assets Under Management)	$ 406,511,047

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Boris Kagarlitskiy

KEY INVESTMENT SERVICES LLC

IAR

University Heights, OH

Andrew Crock

STRATEGIC ADVISERS LLC

IAR

NORTH OLMSTED, OH

James Magyari

COMMONWEALTH FINANCIAL NETWORK

IAR

Solon, OH

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Daniel J. Yergan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel John Yergan's CRS (Customer Relationship Summary).

Certified licenses

Experience

VALMARK ADVISERS, INC.

VALMARK SECURITIES, INC.

Primary Firm SEC Registration

FIDATO WEALTH LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/3/2020

Series 7TO

Date: 3/16/2020

SIE

Date: 3/27/2019

Series 24

Date: 7/7/2020

Current Firm

FIDATO WEALTH LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIDATO WEALTH LLC

TRUST BUT VERIFY

Similar Advisors