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Cody James Robinson

Cody James Robinson

CFP®
FINANCIAL PLANNING SERVICES
FORT WAYNE, IN
·CRD# 6950296·7 years experience

Professional Summary

Cody James Robinson, CFP® is a registered financial advisor currently at FINANCIAL PLANNING SERVICES located in Fort Wayne, Indiana and OSAIC WEALTH, INC. located in Fort Wayne, Indiana. Cody is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Cody has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2022

Years of Experience

7 years in the financial services industry

Current & Past Employments

FINANCIAL PLANNING SERVICES·CRD# 121034
RIA
6920 Pointe Inverness Way Ste 170, Fort Wayne, IN 46804
October 14, 2020 - Present
OSAIC WEALTH, INC.·CRD# 23131
RIA
BD
6920 Pointe Inverness Way Suite 170, Fort Wayne, IN 46804
July 8, 2020 - Present
OSAIC WEALTH, INC.·CRD# 23131
RIA
Scottsdale, AZ
October 2, 2020 - October 2, 2020

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Current Firm

FP
FINANCIAL PLANNING SERVICES

FINANCIAL PLANNING SERVICES | SCHMIDT, KENNETH PAUL | SCHMIDT, JACOB AARON

CRD#: 121034 / SEC#: 801-123630
RIA
Registered Investment Advisory firm - SEC (4/11/2022 Approved)
Florida
Registered Investment Advisory firm - Florida (12/16/2002 Terminated)
Indiana
Registered Investment Advisory firm - Indiana (4/21/2022 Terminated)
Michigan
Registered Investment Advisory firm - Michigan (6/19/2002 Terminated)
Missouri
Registered Investment Advisory firm - Missouri (12/3/2002 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (12/3/2002 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

6920 Pointe Inverness Way Ste 170, Fort Wayne, IN 46804

Phone Number

(260) 469-3218

# of Employees

7

SEC notice filing (6 States and Territories)

Registered to provide investment advisory services in 6 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV 2A + 2B FINANCIAL PLANNING SERVICES BROCHURE (3/17/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,067

AUM (Assets Under Management)

$212,629,231

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) FINANCIAL PLANNING SERVICES POSITION: Registered Advisor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/12/2020 ADDRESS: 6920 Pointe Inverness Way, Suite 170, Fort Wayne IN 46804, United States DESCRIPTION: Work with firm clients, develop financial plans, manage investment accounts, and make recommendations. 2) FINANCIAL PLANNING SERVICES POSITION: Insurance Broker NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/15/2020 ADDRESS: 6920 Pointe Inverness Way, Suite 170, Fort Wayne IN 46804, United States DESCRIPTION: Provide insurance quotes for life insurance, long-term care insurance, and disability insurance products. I also help clients walk through application process for policies. I review insurance needs regularly when meeting with clients. 3) FORT WAYNE ESTATE PLANNING COUNCIL POSITION: Board Member NATURE: Non Profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2026 ADDRESS: N/A, Fort Wayne IN 46825, United States DESCRIPTION: - Assist in finding guest speakers for our meetings - Help with decision making to promote the FWEPC - Network with area professionals to create community across several professions 4) KIDDIE PREP SCHOOL POSITION: Board Member NATURE: 501(c)
(3) nonprofit organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 06/02/2026 ADDRESS: 8611 Mayhew Rd, Fort Wayne IN 46835, United States DESCRIPTION: - know the organization's mission, policies, programs, and needs as well as understand its collective purpose- faithfully read and understand the organization's financial statements and board materials in advance of meetingsserve as active advocates and ambassadors for the organization- fully engage in identifying and securing the financial resources and partnerships necessary for the organization toadvance its mission- leverage connections, networks, and resources to develop collective action to achieve the organization's mission- prepare for, attend, and conscientiously participate in board meetings- respect the experiences of all who bring their voices and lived experiences into the boardroom and theorganization- uphold the legal duties and laws regarding nonprofit governance- follow the organization's bylaws, policies, and board resolutions

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FP
FINANCIAL PLANNING SERVICES

FINANCIAL PLANNING SERVICES | SCHMIDT, KENNETH PAUL | SCHMIDT, JACOB AARON

CRD#: 121034 / SEC#: 801-123630
RIA
Registered Investment Advisory firm - SEC (4/11/2022 Approved)
Florida
Registered Investment Advisory firm - Florida (12/16/2002 Terminated)
Indiana
Registered Investment Advisory firm - Indiana (4/21/2022 Terminated)
Michigan
Registered Investment Advisory firm - Michigan (6/19/2002 Terminated)
Missouri
Registered Investment Advisory firm - Missouri (12/3/2002 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (12/3/2002 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Colorado
(8/26/2022)
RR
Georgia
(10/14/2024)
RR
Illinois
(1/8/2021)
RR
Indiana
(9/9/2020)
IAR
Indiana
(10/14/2020)
RR
Iowa
(1/2/2024)
RR
Kentucky
(8/10/2026)
RR
Michigan
(5/20/2024)
RR
Ohio
(1/8/2022)
RR
Texas
(11/26/2024)
IAR
Texas
(12/4/2024)
RR
Utah
(8/22/2024)
RR
Wyoming
(7/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2020About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Jul 2020About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jul 2019About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Cody James Robinson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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Cody James Robinson
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