Cody J. Robinson
FINANCIAL PLANNING SERVICES
Fort Wayne, IN 46804
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CRD#: 6950296
Professional summary
Cody James Robinson, CFP® is a registered financial advisor currently at FINANCIAL PLANNING SERVICES located in Fort Wayne, Indiana and OSAIC WEALTH, INC. located in Fort Wayne, Indiana.
Cody is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Cody has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FINANCIAL PLANNING SERVICES POSITION: Registered Advisor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/12/2020 ADDRESS: 6920 Pointe Inverness Way, Suite 170, Fort Wayne IN 46804, United States DESCRIPTION: Work with firm clients, develop financial plans, manage investment accounts, and make recommendations. 2) FINANCIAL PLANNING SERVICES POSITION: Insurance Broker NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/15/2020 ADDRESS: 6920 Pointe Inverness Way, Suite 170, Fort Wayne IN 46804, United States DESCRIPTION: Provide insurance quotes for life insurance, long-term care insurance, and disability insurance products. I also help clients walk through application process for policies. I review insurance needs regularly when meeting with clients.
CRS (Client Relationship Summary) - RIA
Click below to view Cody James Robinson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2022
Experience
Current
October 14, 2020 - Present
FINANCIAL PLANNING SERVICES
Office #1: 6920 Pointe Inverness Way Ste 170, Fort Wayne, IN 46804RIA
CRD#: 121034
Fort Wayne, IN
Current
July 8, 2020 - Present
OSAIC WEALTH, INC.
Office #1: 6920 Pointe Inverness Way Suite 170, Fort Wayne, IN 46804RIA
BD
CRD#: 23131
Fort Wayne, IN
Past
October 2, 2020 - October 2, 2020
OSAIC WEALTH, INC.
RIA
CRD#: 23131
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FP
FINANCIAL PLANNING SERVICES
FINANCIAL PLANNING SERVICES | SCHMIDT, KENNETH PAUL | SCHMIDT, JACOB AARON
CRD#: 121034 / SEC#: 801-123630
RIA
Registered Investment Advisory firm - (4/11/2022 Approved)Florida
Registered Investment Advisory firm - (12/16/2002 Terminated)Indiana
Registered Investment Advisory firm - (4/21/2022 Terminated)Michigan
Registered Investment Advisory firm - (6/19/2002 Terminated)Missouri
Registered Investment Advisory firm - (12/3/2002 Terminated)North Carolina
Registered Investment Advisory firm - (12/3/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(8/26/2022)
RR
Georgia(10/14/2024)
RR
Illinois(1/8/2021)
RR
Indiana(9/9/2020)
IAR
Indiana(10/14/2020)
RR
Iowa(1/2/2024)
RR
Michigan(5/20/2024)
RR
Ohio(1/8/2022)
RR
Texas(11/26/2024)
IAR
Texas(12/4/2024)
RR
Utah(8/22/2024)
RR
Wyoming(7/24/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/8/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FP
FINANCIAL PLANNING SERVICES
FINANCIAL PLANNING SERVICES | SCHMIDT, KENNETH PAUL | SCHMIDT, JACOB AARON
CRD#: 121034 / SEC#: 801-123630
RIA
Registered Investment Advisory firm - (4/11/2022 Approved)Florida
Registered Investment Advisory firm - (12/16/2002 Terminated)Indiana
Registered Investment Advisory firm - (4/21/2022 Terminated)Michigan
Registered Investment Advisory firm - (6/19/2002 Terminated)Missouri
Registered Investment Advisory firm - (12/3/2002 Terminated)North Carolina
Registered Investment Advisory firm - (12/3/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6920 Pointe Inverness Way Ste 170, Fort Wayne, IN 46804
Mailing Address
Phone number
(260) 469-3218
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 957 |
| AUM (Assets Under Management) | $ 179,182,155 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
