Peter H. Spring
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Herbert Spring, who also goes by Peter Spring, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2020. Peter had worked at 2 firms and has passed the Series 7TO, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2024 - July 18, 2025
FIFTH WALL SECURITIES, LP
August 17, 2020 - January 28, 2022
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 10/3/2024
General Securities Representative ExaminationSeries 79TO
Date: 1/10/2024
Investment Banking Registered Representative ExaminationCurrent Firm
FIFTH WALL SECURITIES, LP
CRD#: 329185 / SEC#: , 8-71188
Contact information
FINRA licenses (8 States and Territories)
Documents
Red Flags
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