Peter Herbert Spring
Professional Summary
Peter Herbert Spring, who also goes by Peter Spring, was a registered financial advisor. Peter was a previously registered financial professional and started their career in finance 2020 - 2025. Peter had worked at 2 firms and has passed the Series 7TO, Series 79TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Peter Spring
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
6 years in the financial services industry
Current & Past Employments
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Current Firm
FIFTH WALL SECURITIES, LP
Contact Information
Main Address
3455 Peachtree Road Ne Suite 500, Atlanta, GA 30326Mailing Address
3455 Peachtree Road Ne Suite 500, Atlanta, GA 30326Phone Number
(404) 596-5393Established
Delaware since 11/07/2018Firm Type
PartnershipFiscal Year End
DecemberFirm Size
SmallFINRA licenses (8 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIFTH WALL SECURITIES MANAGEMENT LLC | LIMITED PARTNER | — |
| FIFTH WALL ADVISORY PARTNERS GP | GENERAL PARTNER | — |
| SELF, JONATHAN ANDREW | INTERIM CEO/CFO/FINOP/CCO/AMLCO | 4497531 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2024About the Series 79TO examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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