Connor J. Hickey

THE INVICTUS COLLECTIVE

Park Ridge, IL 60068

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CRD#: 6949279

Professional summary

Connor James Hickey is a registered financial advisor currently at THE INVICTUS COLLECTIVE, LLC located in Park Ridge, Illinois.

Connor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Connor has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Connor James Hickey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 12, 2026 - Present

THE INVICTUS COLLECTIVE, LLC

Office #1: 3 South Prospect Avenue Suite 201, Park Ridge, IL 60068

RIA

CRD#: 310744

Park Ridge, IL

Past

August 16, 2019 - May 1, 2026

CANTOR FITZGERALD & CO.

CRD#: 134

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE INVICTUS COLLECTIVE, LLC

FIRST PRINCIPLE | THE INVICTUS COLLECTIVE, LLC | MERLE ADVISORS, LLC

CRD#: 310744 / SEC#: 801-121217

RIA

Registered Investment Advisory firm - (5/12/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(5/12/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/23/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/16/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/29/2019

Securities Industry Essentials Examination

Current Firm

THE INVICTUS COLLECTIVE, LLC

FIRST PRINCIPLE | THE INVICTUS COLLECTIVE, LLC | MERLE ADVISORS, LLC

CRD#: 310744 / SEC#: 801-121217

RIA

Registered Investment Advisory firm - (5/12/2021 Approved)

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Contact information

Main Address

3 South Prospect Avenue Suite 201, Park Ridge, IL 60068

Mailing Address

Phone number

(866) 636-3468

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR THE INVICTUS COLLECTIVE, LLC (12/23/2025)

Regulatory assets under management

Total Number of Accounts	112
AUM (Assets Under Management)	$ 399,410,173

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Connor J. Hickey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Connor James Hickey's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE INVICTUS COLLECTIVE, LLC

CANTOR FITZGERALD & CO.

Primary Firm SEC Registration

THE INVICTUS COLLECTIVE, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/23/2019

Series 7TO

Date: 8/16/2019

SIE

Date: 5/29/2019

Current Firm

THE INVICTUS COLLECTIVE, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE INVICTUS COLLECTIVE, LLC

TRUST BUT VERIFY

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