Meghan C. Nalty-roach

TRIUMPH CAPITAL MANAGEMENT

Denver, CO 80202

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CRD#: 6949151

Professional summary

Meghan Christine Nalty-roach, who also goes by Meghan Christine Nalty, is a registered financial advisor currently at TRIUMPH CAPITAL MANAGEMENT located in Denver, Colorado.

Meghan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Meghan has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Meghan Christine Nalty

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Lavanda & Co. Etsy shop. Since 02/2022. 13357 Kearney Street, Thornton, CO 80602. Owner. 15 hours per month spent on this activity, 0 hours during market trading hours. (2) M&L Consulting, LLC. Digital and print marketing firm. Since 06/2022. 13357 Kearney Street, Thornton, CO 80602. Owner. 70 hours per month spent on this activity. 70 hours during market trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Meghan Christine Nalty-roach's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 28, 2019 - Present

TRIUMPH CAPITAL MANAGEMENT

Office #1: 1610 Wynkoop Street, Suite 550, Denver, CO 80202

RIA

CRD#: 282814

Denver, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRIUMPH CAPITAL MANAGEMENT

TRIUMPH CAPITAL | TRIUMPH CAPITAL MANAGEMENT

CRD#: 282814 / SEC#: 801-107312

RIA

Registered Investment Advisory firm - (2/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(5/28/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/28/2019

Uniform Investment Adviser Law Examination

Current Firm

TRIUMPH CAPITAL MANAGEMENT

TRIUMPH CAPITAL | TRIUMPH CAPITAL MANAGEMENT

CRD#: 282814 / SEC#: 801-107312

RIA

Registered Investment Advisory firm - (2/18/2016 Approved)

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Contact information

Main Address

1610 Wynkoop Street, Suite 550, Denver, CO 80202

Mailing Address

Phone number

(720) 399-5555

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TRIUMPH CAPITAL MANAGEMENT ADV PART 2A BROCHURE (8/25/2025)

TRIUMPH CAPITAL MANAGEMENT WRAP FEE BROCHURE (8/25/2025)

Regulatory assets under management

Total Number of Accounts	3,605
AUM (Assets Under Management)	$ 529,969,949

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Meghan C. Nalty-roach

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Meghan Christine Nalty-roach's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRIUMPH CAPITAL MANAGEMENT

Primary Firm SEC Registration

TRIUMPH CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 5/28/2019

Current Firm

TRIUMPH CAPITAL MANAGEMENT

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRIUMPH CAPITAL MANAGEMENT

TRUST BUT VERIFY

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