Roxanne M. Kirk
Professional summary
Roxanne Malvina Kirk, who also goes by Roxanne Malvina Lerma, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Austin, Texas.
Roxanne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Roxanne has worked at 1 firm and has passed the Series 63, Series 65 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Roxanne Malvina Kirk's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 8, 2023 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735Office #3: 9500 Offenhauser Dr, Flagstaff, AZ 86004Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/8/2023)
Exams
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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