KH
Katie E. Hammonds
TVAMP
Knoxville, TN 37919
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CRD#: 6948492
KH
Professional summary
Katie Elizabeth Hammonds, who also goes by Katie Elizabeth Battig, Katie Elizabeth Slate, is a registered financial advisor currently at TVAMP, LLC located in Knoxville, Tennessee and LPL FINANCIAL LLC located in Morristown, Tennessee.
Katie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Katie has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Katie Elizabeth Battig | Katie Elizabeth Slate
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 11/22/2023 - Katie Slate - Notary - Notarize documents for client of the firm - TN 37919 - Investment related - 1 Hour per month - Start date: 07/26/2018. 2) 11/22/2023 - TVAMP - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 3) 12/12/2023 - Tennessee Valley Asset Management Partners, LLC - Registered Investment Advisor Hybrid - Admin- Investment Related - At Reported Business Location(s) - Start Date 11/16/2023 - 160 Hours Per Month/ 20 Hours During Trading - I provide administrative support to Tennessee Valley Asset Management Partners, LLC, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm�s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 12/12/2023 - Tennessee Valley Asset Management Partners, LLC - Registered Investment Advisor DBA - Admin- Investment Related - At Reported Business Location(s) - Start Date 11/16/2023 - 160 Hours Per Month/ 20 Hours During Trading - I provide administrative support to Tennessee Valley Asset Management Partners, LLC, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm�s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Katie Elizabeth Hammonds's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 12, 2023 - Present
TVAMP, LLC
Office #1: 6025 Brookvale Lane Suite 160, Knoxville, TN 37919RIA
CRD#: 160321
Knoxville, TN
Current
December 11, 2023 - Present
LPL FINANCIAL LLC
Office #1: 711 W 1st North St, Morristown, TN 37814RIA
BD
CRD#: 6413
MORRISTOWN, TN
Past
April 4, 2023 - December 13, 2023
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
MORRISTOWN, TN
Past
October 3, 2022 - December 13, 2023
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
MORRISTOWN, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TL
TVAMP, LLC
BRIDGEWORKS DIVORCE FINANCIAL PLANNING | TVAMP, LLC | TVAMP | TENNESSEE VALLEY ASSET MANAGEMENT PARTNERS, LLC
CRD#: 160321 / SEC#: 801-96325
RIA
Registered Investment Advisory firm - (5/18/2015 Approved)Florida
Registered Investment Advisory firm - (5/22/2015 Terminated)Tennessee
Registered Investment Advisory firm - (5/29/2015 Terminated)Texas
Registered Investment Advisory firm - (5/22/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Tennessee(12/11/2023)
IAR
Tennessee(12/12/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/3/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TL
TVAMP, LLC
BRIDGEWORKS DIVORCE FINANCIAL PLANNING | TVAMP, LLC | TVAMP | TENNESSEE VALLEY ASSET MANAGEMENT PARTNERS, LLC
CRD#: 160321 / SEC#: 801-96325
RIA
Registered Investment Advisory firm - (5/18/2015 Approved)Florida
Registered Investment Advisory firm - (5/22/2015 Terminated)Tennessee
Registered Investment Advisory firm - (5/29/2015 Terminated)Texas
Registered Investment Advisory firm - (5/22/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6025 Brookvale Lane Suite 160, Knoxville, TN 37919
Mailing Address
Phone number
(865) 226-9982
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,768 |
| AUM (Assets Under Management) | $ 1,000,508,308 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TVAMP, LLC
CRD#: 160321Knoxville, TN 37919TRUST BUT VERIFY
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