Dillon Leech
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dillon Leech, who also goes by Dillon Paul Leech, was a registered financial professional .
Dillon is a previously registered financial professional and started their career in finance in 2018. Dillon had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 2020 - April 22, 2021
OPEN TO THE PUBLIC INVESTING, INC.
June 26, 2019 - July 31, 2020
CUSO FINANCIAL SERVICES, L.P.
June 26, 2019 - July 31, 2020
CUSO FINANCIAL SERVICES, L.P.
January 3, 2019 - May 31, 2019
EDWARD JONES
July 24, 2018 - December 31, 2018
EDWARD JONES
June 28, 2018 - May 31, 2019
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OPEN TO THE PUBLIC INVESTING, INC.
CRD#: 127818 / SEC#: , 8-66049
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
