Owen E. Collins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Owen Edward Collins was a registered financial professional .
Owen is a previously registered financial professional and started their career in finance in 2022. Owen had worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2022 - August 26, 2022
US CAPITAL GLOBAL SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 3/11/2022
Investment Banking Registered Representative ExaminationCurrent Firm
US CAPITAL GLOBAL SECURITIES, LLC
CRD#: 169544 / SEC#: , 8-69375
Contact information
FINRA licenses (16 States and Territories)
Red Flags
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