BG
Barbara R. Grimaud
STONE HOUSE INVESTMENT MANAGEMENT
Tunkhannock, PA 18657
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CRD#: 6947470
BG
Professional summary
Barbara Reba Grimaud, who also goes by Barbara Grimaud, is a registered financial advisor currently at STONE HOUSE INVESTMENT MANAGEMENT, LLC located in Tunkhannock, Pennsylvania.
Barbara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Barbara has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Barbara Grimaud
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Rock Ledge Quarries, LLC. - non-investment related; 233 Roosevelt Hwy Tunkhannock, PA 18657; quarry/rock crushing; member; 1 hour/month; June 2017; 0 hours during securities trading hours; duties - of counsel.
2. Law Office of Barbara R. Grimaud; not investment related; 69 Putnam Street, Tunkhannock PA, 18657; attorney; since 1/2018; devote 4 hours/week during trading hours to this business; devote 2 hours/week during non-trading hours to this business.
CRS (Client Relationship Summary) - RIA
Click below to view Barbara Reba Grimaud's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 18, 2018 - Present
STONE HOUSE INVESTMENT MANAGEMENT, LLC
Office #1: 80 West Tioga Street, Tunkhannock, PA 18657RIA
CRD#: 139410
Tunkhannock, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SH
STONE HOUSE INVESTMENT MANAGEMENT, LLC
RJB PLANNING & ADVISORY, INC. | STONE HOUSE WEALTH MANAGEMENT, LLC | STONE HOUSE RETIREMENT INCOME PLANNERS | STONE HOUSE INVESTMENT MANAGEMENT, LLC | ROBERT R. BROWN, CFP @ PLANNING & ADVISORY, INC. | ROBERT J. BROWN, CFP PLANNING & ADVISORY, INC.
CRD#: 139410 / SEC#: 801-106971
RIA
Registered Investment Advisory firm - (12/17/2015 Approved)New York
Registered Investment Advisory firm - (12/17/2015 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/21/2015 Terminated)Texas
Registered Investment Advisory firm - (12/17/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(5/18/2018)
IAR
Texas(4/16/2019)
Current Firm
SH
STONE HOUSE INVESTMENT MANAGEMENT, LLC
RJB PLANNING & ADVISORY, INC. | STONE HOUSE WEALTH MANAGEMENT, LLC | STONE HOUSE RETIREMENT INCOME PLANNERS | STONE HOUSE INVESTMENT MANAGEMENT, LLC | ROBERT R. BROWN, CFP @ PLANNING & ADVISORY, INC. | ROBERT J. BROWN, CFP PLANNING & ADVISORY, INC.
CRD#: 139410 / SEC#: 801-106971
RIA
Registered Investment Advisory firm - (12/17/2015 Approved)New York
Registered Investment Advisory firm - (12/17/2015 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/21/2015 Terminated)Texas
Registered Investment Advisory firm - (12/17/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
80 West Tioga Street, Tunkhannock, PA 18657
Mailing Address
Phone number
(570) 836-7020
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,461 |
| AUM (Assets Under Management) | $ 669,913,449 |
Red Flags
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Company Information
STONE HOUSE INVESTMENT MANAGEMENT, LLC
CRD#: 139410Tunkhannock, PA 18657TRUST BUT VERIFY
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