Mengting Xia

NORSTAR FINANCIAL OF PLANO

Plano, TX 75074

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CRD#: 6947294

Professional summary

Mengting Xia, who also goes by Summer XIa, is a registered financial advisor currently at NORSTAR FINANCIAL OF PLANO, LLC located in Plano, Texas.

Mengting is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Mengting has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Summer Xia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mengting Xia's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 5, 2018 - Present

NORSTAR FINANCIAL OF PLANO, LLC

Office #1: 555 Republic Drive, Suite 200, Plano, TX 75074Office #2: 555 Republic Drive, Suite 200, Plano, TX 75074Office #3: 5700 Tennyson Parkway, Suite 300, Plano, TX 75024

RIA

CRD#: 297028

Plano, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/5/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/10/2017

Uniform Investment Adviser Law Examination

Current Firm

NORSTAR FINANCIAL OF PLANO, LLC

CRD#: 297028 / SEC#:

Texas

Registered Investment Advisory firm - (6/5/2018 Approved)

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Contact information

Main Address

Plano, TX

Mailing Address

5700 Tennyson Parkway, Suite 300, Plano, TX 75024

Phone number

(469) 573-1838

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 1,044,147

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mengting Xia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mengting Xia's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORSTAR FINANCIAL OF PLANO, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/10/2017

Current Firm

NORSTAR FINANCIAL OF PLANO, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NORSTAR FINANCIAL OF PLANO, LLC

TRUST BUT VERIFY

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