Brandon K. Sussman

TRACTION WEALTH MANAGEMENT

SAN DIEGO, CA

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CRD#: 6947102

Professional summary

Brandon Keefe Sussman is a registered financial advisor currently at TRACTION WEALTH MANAGEMENT, LLC located in San Diego, California.

Brandon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Brandon has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Keefe Sussman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 19, 2024 - Present

TRACTION WEALTH MANAGEMENT, LLC

RIA

CRD#: 332263

SAN DIEGO, CA

Past

December 5, 2018 - September 18, 2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

SAN DIEGO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/19/2024)

IAR

Texas
(12/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/15/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/25/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/6/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/5/2018

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TRACTION WEALTH MANAGEMENT, LLC

CRD#: 332263 / SEC#:

California

Registered Investment Advisory firm - (9/19/2024 Approved)

Texas

Registered Investment Advisory firm - (11/22/2024 Conditional Restricted)

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Contact information

Main Address

San Diego, CA

Mailing Address

4438 Ingraham St Pmb 2002, San Diego, CA 92109

Phone number

(619) 302-8303

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	133
AUM (Assets Under Management)	$ 8,503,472

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Brandon K. Sussman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Keefe Sussman's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRACTION WEALTH MANAGEMENT, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/15/2019

Series 7TO

Date: 6/25/2021

SIE

Date: 12/6/2018

Series 6

Date: 12/5/2018

Current Firm

TRACTION WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TRACTION WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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