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CJ

Chaster C Johnson

CRD# 6946996·Registered 2018 - 2021
Previously Registered: Being a previously registered professional could mean that Chaster is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Chaster C Johnson was a registered financial advisor. Chaster was a previously registered financial professional and started their career in finance 2018 - 2021. Chaster had worked at 2 firms and has passed the Series 65 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years in the financial services industry

Current & Past Employments

ESSEX ADVISORY·CRD# 312140
RIA
Jersey City, NJ
March 2, 2021 - August 12, 2021
ETF MOMENTUM INVESTING, LLC·CRD# 285181
RIA
Indianapolis, IN
May 21, 2018 - February 19, 2019

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Current Firm

EA
ESSEX ADVISORY

ESSEX ADVISORY | ESSEX ADVISORY LLC

CRD#: 312140 / SEC#: 801-120189
RIA
Registered Investment Advisory firm - SEC (9/6/2022 Terminated)
California
Registered Investment Advisory firm - California (1/23/2026 Approved)
Florida
Registered Investment Advisory firm - Florida (9/2/2022 Approved)
New Jersey
Registered Investment Advisory firm - New Jersey (2/9/2023 Approved)
New York
Registered Investment Advisory firm - New York (6/22/2022 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

130 Dumont Av Unit 1, Brooklyn, NY 11212

Mailing Address

Po Box 3602, Jersey City, NJ 07303

Phone Number

(201) 850-3364

# of Employees

2

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

13

AUM (Assets Under Management)

$9,295,484

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2018About the Series 65 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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CJ
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