Matthew H. Grubb

FOCUSPOINT PRIVATE CAPITAL GROUP

New York, NY 10019

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CRD#: 6946636

Professional summary

Matthew Harkins Grubb, who also goes by Matthew Grubb, is a registered financial professional currently at FOCUSPOINT PRIVATE CAPITAL GROUP located in New York, New York.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 2019. Matthew has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Matthew Grubb

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Harkins Grubb's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2024 - Present

FOCUSPOINT PRIVATE CAPITAL GROUP

Office #1: 712 Fifth Avenue 8th Floor, Suite 008a, New York, NY 10019

CRD#: 122341

New York, NY

Past

September 14, 2020 - December 12, 2023

MOELIS & COMPANY LLC

CRD#: 145115

NEW YORK, NY

Past

September 13, 2019 - September 22, 2020

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WEEHAWKEN, NJ

Past

August 30, 2019 - September 22, 2020

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/3/2024)

Colorado
(1/3/2024)

Connecticut
(1/3/2024)

Delaware
(1/3/2024)

District of Columbia
(1/3/2024)

Florida
(1/3/2024)

Georgia
(1/3/2024)

Illinois
(1/3/2024)

Louisiana
(1/3/2024)

Maryland
(1/3/2024)

Massachusetts
(1/3/2024)

Michigan
(1/9/2024)

Minnesota
(1/9/2024)

Mississippi
(1/3/2024)

Montana
(1/3/2024)

New Jersey
(1/3/2024)

New York
(1/3/2024)

North Carolina
(1/3/2024)

Ohio
(1/3/2024)

Oklahoma
(5/28/2024)

Pennsylvania
(1/3/2024)

Rhode Island
(1/3/2024)

South Carolina
(1/3/2024)

Texas
(1/3/2024)

Virginia
(1/3/2024)

Wisconsin
(1/9/2024)

Exams

State Security Law Exam

IAR

Series 66

Date: 9/13/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/30/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/23/2019

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

FOCUSPOINT PRIVATE CAPITAL GROUP

FOCUSPOINT PRIVATE CAPITAL GROUP | LIBERTY PACIFIC SECURITIES, LLC | G2 SECURITIES, LLC | FPCG, LLC | FORBES PRIVATE CAPITAL GROUP

CRD#: 122341 / SEC#: , 8-65488

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

712 Fifth Avenue 8th Floor, Suite 008a, New York, NY 10019

Mailing Address

712 Fifth Avenue 8th Floor, Suite 008a, New York, NY 10019

Phone number

(212) 887-1137

Established

Washington since 04/16/2002

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FPCG HOLDING SPV, LLC	MEMBER
CHIN, PHYLLIS NYUK FAH	FINOP, PFO, POO	6250921
CONROD, DAVID LUCAS	PRINCIPAL; PRESIDENT (09/2010)	2400517
MATTIELLI, LOUIS DOMENIC	CHIEF COMPLIANCE OFFICER	1074096

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew H. Grubb

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Harkins Grubb's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOCUSPOINT PRIVATE CAPITAL GROUP

MOELIS & COMPANY LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/13/2019

Series 7TO

Date: 8/30/2019

SIE

Date: 8/23/2019

FINRA

Current Firm

FOCUSPOINT PRIVATE CAPITAL GROUP

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FOCUSPOINT PRIVATE CAPITAL GROUP

TRUST BUT VERIFY

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