Hongfang Zhang

NI ADVISORS

Basking Ridge, NJ

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CRD#: 6946540

Professional summary

Hongfang Zhang, who also goes by Farrah Zhang, is a registered financial advisor currently at NI ADVISORS located in Basking Ridge, New Jersey.

Hongfang is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Hongfang has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Farrah Zhang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Transpacific Financial Inc. Non-Investment Related.185 W. Chesnut Ave., Monrovia, CA 91016. Life Insurance Agent since February 2020. 40 hours/month, 40 hours/month during NAI business hours. Life Insurance Sales. 2. Elite Tax & Financial Consulting LLC. Non-Investment Related. 7 Charter Ct, Basking Ridge, NJ 07920. Business Owner since June 2022. 40 hours per month, 40 hours during NAI businss hours. Consulting.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hongfang Zhang's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Hongfang Zhang's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2025 - Present

NI ADVISORS

RIA

CRD#: 134502

Basking Ridge, NJ

Current

April 30, 2020 - Present

NI ADVISORS

RIA

CRD#: 134502

Basking Ridge, NJ

Past

April 30, 2020 - December 18, 2023

NI ADVISORS

RIA

CRD#: 134502

MILPITAS, CA

Past

October 1, 2019 - February 20, 2020

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

Basking Ridge, NJ

Past

October 1, 2019 - February 20, 2020

J.P. MORGAN SECURITIES LLC

CRD#: 79

Basking Ridge, NJ

Past

May 22, 2018 - October 17, 2018

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

FLORHAM PARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/21/2020)

California
(2/20/2021)

Florida
(12/17/2024)

Maryland
(1/3/2024)

Massachusetts
(5/21/2020)

New Jersey
(4/30/2020)

IAR

New Jersey
(1/3/2025)

Virginia
(3/9/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/2/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/22/2018

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

NI ADVISORS

CRD#: 134502 / SEC#: , 8-66841

California

Registered Investment Advisory firm - SEC (5/23/2012 Approved)

Colorado

Registered Investment Advisory firm - SEC (7/29/2022 Approved)

Florida

Registered Investment Advisory firm - SEC (4/9/2024 Approved)

Massachusetts

Registered Investment Advisory firm - SEC (1/4/2023 Approved)

New Jersey

Registered Investment Advisory firm - SEC (1/11/2023 Approved)

Rhode Island

Registered Investment Advisory firm - SEC (2/11/2022 Approved)

Texas

Registered Investment Advisory firm - SEC (2/25/2020 Approved)

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

1138 Cadillac Court, Milpitas, CA 95035-3058

Mailing Address

1138 Cadillac Court, Milpitas, CA 95035

Phone number

(510) 306-7777

Established

California since 01/01/2005

Firm type

Corporation

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (34 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
GOY, SUIHOCK	PRESIDENT, CFO, DIRECTOR, CHIEF COMPLIANCE OFFICER	2821380
POSTREL, HELENE BERSON	FINOP	2240945

Regulatory assets under management

Total Number of Accounts	7
AUM (Assets Under Management)	$ 3,560,000

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Hongfang Zhang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hongfang Zhang's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Hongfang Zhang's CRS (Customer Relationship Summary).

Certified licenses

Experience

NI ADVISORS

NI ADVISORS

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

HORNOR, TOWNSEND & KENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/2/2018

SIE

Date: 10/1/2018

Series 7

Date: 5/22/2018

FINRA

Current Firm

NI ADVISORS

Contact information

FINRA licenses (34 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

NI ADVISORS

TRUST BUT VERIFY

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