Rukmini Sunkara

OASIS ADVISORS

Mount Juliet, TN

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CRD#: 6946537

Professional summary

Rukmini Sunkara is a registered financial advisor currently at OASIS ADVISORS located in Mount Juliet, Tennessee and CAPE SECURITIES INC. located in Mcdonough, Georgia.

Rukmini is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Rukmini has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Insurance Sales; sales and marketing of insurance products since 1/2023; 40 hours per month with all during working hours. 2) Registered representative of Cape Securities Inc. 3) Investment adviser representative with Terra Wealth Management

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rukmini Sunkara's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 29, 2025 - Present

OASIS ADVISORS

RIA

CRD#: 335555

Mount Juliet, TN

Current

June 16, 2023 - Present

CAPE SECURITIES INC.

Office #1: 1600 Pennsylvania Avenue, Mcdonough, GA 30253

CRD#: 7072

Mcdonough, GA

Past

April 20, 2023 - August 27, 2025

TERRA WEALTH

RIA

CRD#: 320643

MOUNT JULIET, TN

Past

July 21, 2018 - January 19, 2023

PFS INVESTMENTS INC.

CRD#: 10111

SMYRNA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/8/2023)

Georgia
(9/5/2023)

Illinois
(3/10/2025)

Indiana
(5/20/2024)

Missouri
(1/24/2024)

Tennessee
(6/16/2023)

IAR

Tennessee
(5/29/2025)

Texas
(6/16/2023)

IAR

Texas
(5/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/13/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/3/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/21/2018

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

OASIS ADVISORS

OASIS ADVISORS | OASIS ADVISORS, LLC

CRD#: 335555 / SEC#: 801-132394

RIA

Registered Investment Advisory firm - (4/11/2025 120-Day Approval)

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Contact information

Main Address

136 S 4th Street, Forest City, IA 50436

Mailing Address

Phone number

(641) 251-6001

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - OASIS ADVISORS (10/22/2025)

Regulatory assets under management

Total Number of Accounts	1,867
AUM (Assets Under Management)	$ 239,311,393

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Rukmini Sunkara

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rukmini Sunkara's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPE SECURITIES INC.

TERRA WEALTH

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/13/2023

Series 63

Date: 8/3/2018

SIE

Date: 10/1/2018

Series 6

Date: 7/21/2018

FINRA

Current Firm

OASIS ADVISORS

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OASIS ADVISORS

TRUST BUT VERIFY

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