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Cory Binagia

SOUTHSTATE SECURITIES
Houston, TX
·CRD# 6946528·8 years experience

Professional Summary

Cory Binagia is a registered financial advisor currently at SOUTHSTATE SECURITIES CORP. located in Houston, Texas. Cory is registered as a RR (Registered Representative) and started their career in finance in 2018. Cory has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years in the financial services industry

Current & Past Employments

SOUTHSTATE SECURITIES CORP.·CRD# 6950
BD
9 Greenway Plaza Suite 3120, Houston, TX 77046
March 20, 2024 - Present
FLAGSTAR SECURITIES, INC·CRD# 104233
RIA
Houston, TX
August 23, 2021 - March 22, 2024
FLAGSTAR SECURITIES, INC·CRD# 104233
BD
Houston, TX
August 23, 2021 - March 22, 2024
VALIC FINANCIAL ADVISORS, INC.·CRD# 42803
RIA
Houston, TX
December 11, 2018 - July 16, 2021
VALIC FINANCIAL ADVISORS, INC.·CRD# 42803
BD
Houston, TX
June 20, 2018 - July 16, 2021

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Current Firm

SS
SOUTHSTATE SECURITIES CORP.

A. DUNCAN WILLIAMS, INC. | SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP. | SOUTHSTATE SECURITIES CORP. | DUNCAN-WILLIAMS, INC. | DUNCAN-WILLIAMS WEALTH MANAGEMENT GROUP

CRD#: 6950 / SEC#: 801-68820, 8-18971
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Contact Information

Main Address

6750 Poplar Avenue Suite 300, Memphis (shelby), TN 38138-7424

Mailing Address

6750 Poplar Avenue Suite 300, Memphis (shelby), TN 38138-7424

Phone Number

(901) 260-6800

Established

Tennessee since 03/31/1969

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (49 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
SOUTHSTATE BANK, NATIONAL ASSOCIATIONOWNER—
BONONNO, JOSEPH KEMPCHIEF FINANCIAL OFFICER7437632
CHERRY, JAMES CROWELLCHIEF COMPLIANCE OFFICER2870353
HODGES, STUART LEESVP, PRESIDENT7370566
HOWARD, HEATHER DIANECORPORATE SECRETARY/COMPLIANCE OFFICER4349745
TUCKER, KIMBERLY SHAYOPERATIONS MANAGER - PRINCIPAL OPERATIONS OFFICER7370391

Disclosures

Regulatory Event

9

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(3/20/2024)
RR
Alaska
(3/20/2024)
RR
Arizona
(3/20/2024)
RR
Arkansas
(3/20/2024)
RR
California
(3/20/2024)
RR
Colorado
(3/20/2024)
RR
Connecticut
(3/20/2024)
RR
Delaware
(3/20/2024)
RR
District of Columbia
(3/20/2024)
RR
Florida
(3/20/2024)
RR
Georgia
(3/20/2024)
RR
Hawaii
(3/20/2024)
RR
Idaho
(3/20/2024)
RR
Illinois
(3/20/2024)
RR
Indiana
(3/20/2024)
RR
Iowa
(3/20/2024)
RR
Kansas
(3/20/2024)
RR
Kentucky
(3/20/2024)
RR
Louisiana
(3/20/2024)
RR
Maryland
(3/20/2024)
RR
Massachusetts
(3/20/2024)
RR
Michigan
(3/20/2024)
RR
Minnesota
(3/20/2024)
RR
Mississippi
(3/20/2024)
RR
Missouri
(3/20/2024)
RR
Montana
(3/20/2024)
RR
Nevada
(3/20/2024)
RR
New Hampshire
(3/20/2024)
RR
New Jersey
(3/20/2024)
RR
New Mexico
(3/20/2024)
RR
New York
(3/20/2024)
RR
North Carolina
(3/20/2024)
RR
Ohio
(3/25/2024)
RR
Oklahoma
(3/20/2024)
RR
Oregon
(3/20/2024)
RR
Pennsylvania
(3/20/2024)
RR
Puerto Rico
(3/20/2024)
RR
Rhode Island
(3/20/2024)
RR
South Carolina
(3/20/2024)
RR
South Dakota
(3/20/2024)
RR
Tennessee
(3/20/2024)
RR
Texas
(3/20/2024)
RR
Utah
(3/20/2024)
RR
Virgin Islands
(3/20/2024)
RR
Virginia
(3/20/2024)
RR
Washington
(3/20/2024)
RR
West Virginia
(3/20/2024)
RR
Wisconsin
(3/20/2024)
RR
Wyoming
(3/20/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2018About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2018About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Apr 2021About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 2018About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Jul 2022About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Cory Binagia's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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