MM
Michael A. Marinelli
TRAJAN WEALTH, L.L.C.
Fort Lauderdale, FL 33323
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CRD#: 6946475
MM
Professional summary
Michael Anthony Marinelli, who also goes by Michael Marinelli, is a registered financial advisor currently at TRAJAN WEALTH, L.L.C. located in Fort Lauderdale, Florida.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Michael has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Marinelli
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Michael A. Marinelli has a financial industry affiliated business as an insurance agent. Not more than 30% of his time is spent on this activity. From time to time, he offers clients advice or products from this activity. Mr. Marinelli may receive separate yet typical compensation in the form of commissions for the sale of insurance products (i.e. annuities) with commission and/or revenue sharing arrangements typically ranging from 3% to 7%. These practices represent a conflict of interest because it gives Mr. Marinelli an incentive to recommend products based on the commission amount received. This conflict is mitigated by the fact that Mr. Marinelli has a fiduciary responsibility to place the best interest of the client first and clients are not required to purchase any products. Clients have the option to purchase these products through another insurance agent of their choosing.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Anthony Marinelli's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 3, 2024 - Present
TRAJAN WEALTH, L.L.C.
Office #1: 1560 Sawgrass Corporate Parkway Suite 405, Fort Lauderdale, FL 33323RIA
CRD#: 158847
Fort Lauderdale, FL
Past
November 7, 2019 - December 17, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
FORT LAUDERDALE, FL
Past
November 6, 2019 - December 17, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
FORT LAUDERDALE, FL
Past
January 8, 2019 - February 6, 2019
MORGAN STANLEY
BD
CRD#: 149777
GILBERT, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TRAJAN WEALTH, L.L.C.
TRAJAN WEALTH, L.L.C. | VALLEY FINANCIAL WEALTH MANAGEMENT, L.L.C.
CRD#: 158847 / SEC#: 801-100392
RIA
Registered Investment Advisory firm - (6/29/2015 Approved)California
Registered Investment Advisory firm - (5/25/2016 Terminated)Colorado
Registered Investment Advisory firm - (4/28/2016 Terminated)Texas
Registered Investment Advisory firm - (11/14/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(12/3/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/8/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
TW
TRAJAN WEALTH, L.L.C.
TRAJAN WEALTH, L.L.C. | VALLEY FINANCIAL WEALTH MANAGEMENT, L.L.C.
CRD#: 158847 / SEC#: 801-100392
RIA
Registered Investment Advisory firm - (6/29/2015 Approved)California
Registered Investment Advisory firm - (5/25/2016 Terminated)Colorado
Registered Investment Advisory firm - (4/28/2016 Terminated)Texas
Registered Investment Advisory firm - (11/14/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
18700 North Hayden Road Suite 470, Scottsdale, AZ 85255
Mailing Address
Phone number
(480) 990-3300
Established
Firm type
Fiscal year end
# of Employees
125
SEC notice filing (46 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,595 |
| AUM (Assets Under Management) | $ 1,969,683,196 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRAJAN WEALTH, L.L.C.
CRD#: 158847Fort Lauderdale, FL 33323TRUST BUT VERIFY
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