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NJ

Nicholas Johnson

GTN AMERICAS FINANCIAL SERVICES
New York, NY 10005
Some features on this profile are disabled
CRD#: 6946161
NJ

Professional summary

Nicholas Johnson, who also goes by Nicholas A Johnson, is a registered financial professional currently at GTN AMERICAS FINANCIAL SERVICES located in New York, New York.

Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2022. Nicholas has worked at 4 firms and has passed the Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Nicholas A Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicholas Johnson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 12, 2023 - Present

GTN AMERICAS FINANCIAL SERVICES

Office #1: 32 Old Slip Suite 3200c, New York, NY 10005
BD
CRD#: 315499
New York, NY
Past

June 21, 2023 - December 12, 2024

TRADEUP SECURITIES, INC.

BD
CRD#: 18483
NEW YORK, NY
Past

March 17, 2022 - March 16, 2023

ELECTRONIC TRANSACTION CLEARING, INC.

BD
CRD#: 146122
LOS ANGELES, CA
Past

March 17, 2022 - May 16, 2023

APEX CLEARING CORPORATION

BD
CRD#: 13071
DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 3/17/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/15/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

GA
GTN AMERICAS FINANCIAL SERVICES
GTN AMERICAS FINANCIAL SERVICES | GTN AMERICAS FINANCIAL SERVICES, INC.

CRD#: 315499 / SEC#: , 8-70748

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
32 Old Slip Suite 3200c, New York, NY 10005
Mailing Address
32 Old Slip Suite 201, New York, NY 10005
Phone number
(332) 230-1184
Established
Delaware since 03/08/2021
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (15 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
GLOBAL MARKET ACCESS, INC.SHAREHOLDER
KRUEGER, ERIC WILLIAMCEO4004938
NAVEED, HASNAINFINOP7004810
PACIOREK, MICHAEL ALLENCOO2090629
WISHNIVETSKI, ELICCO4424907

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GTN AMERICAS FINANCIAL SERVICES

CRD#: 315499New York, NY 10005

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