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Clinton N. Teague

PEACHCAP SECURITIES
Atlanta, GA 30305
Some features on this profile are disabled
CRD#: 6946099
CT

Professional summary


Clinton Navy Teague, who also goes by Clint Teague, is a registered financial professional currently at PEACHCAP SECURITIES, INC. located in Atlanta, Georgia.

Clinton is registered as a RR (Registered Representative) and started their career in finance in 2018. Clinton has worked at 2 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Clint Teague

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Clinton Navy Teague's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 8, 2022 - Present

PEACHCAP SECURITIES, INC.

Office #1: 550 Pharr Rd, Suite 700, Atlanta, GA 30305
BD
CRD#: 25590
Atlanta, GA
Past

June 8, 2018 - August 4, 2021

E*TRADE SECURITIES LLC

BD
CRD#: 29106
ALPHARETTA, GA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(9/8/2022)
RR
South Dakota
(1/16/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 6/18/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 2/21/2023
Municipal Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


PS
PEACHCAP SECURITIES, INC.
PEACHCAP | PEACHTREE CAPITAL CORPORATION INC. | PEACHTREE CAPITAL CORPORATION | PEACHCAP SECURITIES, INC.

CRD#: 25590 / SEC#: , 8-41855

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information


Main Address
550 Pharr Rd, Suite 1830, Atlanta, GA 30305
Mailing Address
550 Pharr Rd, Suite 700, Atlanta, GA 30305
Phone number
(404) 220-8958
Established
Georgia since 08/21/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (45 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
PEACHCAP INCORPORATEDOWNER
BURNETTE, ERIC STEVENCEO, PRESIDENT & CHIEF COMPLIANCE OFFICER5747786
GREGG, JOSHUA WOODCHIEF FINANCIAL OFFICER & FINOP, PFO/POO6503802

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PEACHCAP SECURITIES, INC.

CRD#: 25590Atlanta, GA 30305

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