DW
David J. Wilson
MONUMENT GROUP
Boston, MA 02116
Some features on this profile are disabled
CRD#: 6945707
DW
Professional summary
David John Wilson, who also goes by David Wilson, is a registered financial professional currently at MONUMENT GROUP, INC. located in Boston, Massachusetts.
David is registered as a RR (Registered Representative) and started their career in finance in 2018. David has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 79 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
David Wilson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view David John Wilson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 7, 2023 - Present
MONUMENT GROUP, INC.
Office #1: 500 Boylston St., Suite 1150, Boston, MA 02116BD
CRD#: 36399
Boston, MA
Past
July 25, 2019 - May 25, 2021
GREENHILL & CO., LLC
BD
CRD#: 40290
SAN FRANCISCO, CA
Past
July 23, 2018 - July 26, 2019
JEFFERIES LLC
BD
CRD#: 2347
SAN FRANCISCO, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(9/12/2023)
RR
California(9/12/2023)
RR
Colorado(9/12/2023)
RR
Connecticut(9/12/2023)
RR
Delaware(9/12/2023)
RR
District of Columbia(9/12/2023)
RR
Florida(9/12/2023)
RR
Georgia(9/12/2023)
RR
Illinois(9/12/2023)
RR
Kansas(9/12/2023)
RR
Maryland(9/12/2023)
RR
Massachusetts(3/7/2023)
RR
Minnesota(9/12/2023)
RR
Montana(9/12/2023)
RR
New Jersey(9/12/2023)
RR
New York(9/12/2023)
RR
North Carolina(9/12/2023)
RR
Ohio(9/12/2023)
RR
Oklahoma(9/12/2023)
RR
Oregon(9/12/2023)
RR
Pennsylvania(9/12/2023)
RR
Rhode Island(9/12/2023)
RR
South Carolina(9/12/2023)
RR
Texas(9/12/2023)
RR
Utah(9/12/2023)
RR
Virginia(9/12/2023)
RR
Washington(9/12/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/9/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MG
MONUMENT GROUP, INC.
MONUMENT GROUP, INC.
CRD#: 36399 / SEC#: , 8-47248
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
500 Boylston Street Suite 1150, Boston, MA 02116
Mailing Address
500 Boylston Street Suite 1150, Boston, MA 02116
Phone number
(617) 423-4700
Established
Delaware since 03/31/1994
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMPANA, LORI D | SHAREHOLDER | 4660389 |
| DIGGINS, MARY MARGARET | ASSISTANT SECRETARY/SHAREHOLDER | 7069473 |
| GENDRON, MEREDITH A. | CHIEF COMPLIANCE OFFICER/SHAREHOLDER | 5248956 |
| MACCURTAIN, PATRICK W | TREASURER/SHAREHOLDER | 4426182 |
| MCCORMICK, JOHN BLANCHARD MR. | SHAREHOLDER | 5246677 |
| MILLER, MICHAEL CHRISTOPHER | PRESIDENT/SHAREHOLDER | 3060234 |
| MOLLOY, BARTHOLOMEW JOSEPH | SHAREHOLDER | 2655092 |
| MUELLER, RYAN MICHAEL | SECRETARY/SHAREHOLDER | 4286239 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MONUMENT GROUP, INC.
CRD#: 36399Boston, MA 02116TRUST BUT VERIFY
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