Nicholas D. Reynolds

RISER INVESTING

CLARKLAKE, MI

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CRD#: 6945557

Professional summary

Nicholas Dolan Reynolds, who also goes by Nick Reynolds, is a registered financial advisor currently at RISER INVESTING, LLC located in Clarklake, Michigan.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Nicholas has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nick Reynolds

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

?Name of the other business: SONA, LLC ?Investment-related? NO ?Address of the other business:1732 EAGLE POINT ROAD CLARKLAKE, MI 49234 ?Nature of the other business: RENTAL/INCOME PROPERTIES ?Position, title, or relationship with the other business: ORGANIZER ?Start date of your relationship: 05/07/20 ?Approximate number of hours/month you devote to the other business: FIVE TO TEN ?Number of hours you devote to the other business during securities trading hours: ZERO ?Duties relating to the other business: ORGANIZER OF BUSINESS, CAPITAL ALLOCATION, MANAGING & MAINTAINING PROPERTIES, COLLECTING RENTS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Dolan Reynolds's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 26, 2025 - Present

RISER INVESTING, LLC

RIA

CRD#: 335089

CLARKLAKE, MI

Past

June 21, 2021 - March 24, 2025

DILLON & ASSOCIATES INC

RIA

CRD#: 104662

JACKSON, MI

Past

June 18, 2018 - May 17, 2021

FISHER INVESTMENTS

RIA

CRD#: 107342

CAMAS, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(3/26/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/18/2018

Uniform Investment Adviser Law Examination

Current Firm

RISER INVESTING, LLC

CRD#: 335089 / SEC#:

Michigan

Registered Investment Advisory firm - (3/25/2025 Approved)

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Contact information

Main Address

Clarklake, MI

Mailing Address

Phone number

(517) 769-7446

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	15
AUM (Assets Under Management)	$ 24,106,191

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicholas D. Reynolds

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Dolan Reynolds's CRS (Customer Relationship Summary).

Certified licenses

Experience

RISER INVESTING, LLC

DILLON & ASSOCIATES INC

FISHER INVESTMENTS

State Registrations and Notice Filings

Exams

Series 65

Date: 6/18/2018

Current Firm

RISER INVESTING, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RISER INVESTING, LLC

TRUST BUT VERIFY

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