AW
Andrew G. Williams
AE WEALTH MANAGEMENT
Warren, ME
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CRD#: 6945289
AW
Professional summary
Andrew G Williams is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Warren, Maine.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Andrew has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Pillar Financial Solutions, LLC; Yes Investment Related; 897 Atlantic Hwy, Warren, ME 04864; Insurance Sales; POSITION Owner/Managing Member; START DATE: 02/2018; Approx. 40 hours a month; Approx. 40 hours during trading; Insurance Sales and Services. 2.)Delve Tech Solutions, LLC; Not Investment Related; 897 Atlantic Hwy, Warren, ME 04864, IT and Business Management; Position: Managing Member; Start Date: 02/2018; Approx. 3 hours per month; Approx. 0 hours during trading; Develops websites, consulting and repairs computers. 3.) Convergent Properties, LLC; Not Investment Related; 897 Atlantic Hwy, Warren, ME 04864; Property Management & Renovation; Position: Owner/Managing Member; Start Date: 01/2018; Approx. 0 hours a month; Approx. 0 hours during trading; Management of rental properties and renovations for the purpose of real estate resale. 4.)Delve Tech Solutions, LLC; Not Investment Related; 897 Atlantic Highway, Warren ME 04864; Retail Sales; Position: Managing Member; Start Date: 02/2018; Approx. 32 Hours per Month; Approx. 4 Security Trading Hours; Sales of trading card games.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew G Williams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 20, 2023 - Present
AE WEALTH MANAGEMENT, LLC
RIA
CRD#: 282580
Warren, ME
Past
April 22, 2021 - June 20, 2023
FOUNDATIONS INVESTMENT ADVISORS LLC
RIA
CRD#: 175083
WARREN, ME
Past
June 14, 2018 - April 6, 2021
CORNERSTONE INVESTMENT ADVISORS, LLC
RIA
CRD#: 297052
WALDOBORO, ME
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maine(6/20/2023)
Current Firm
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2950 Sw Mcclure Road Suite B, Topeka, KS 66614
Mailing Address
Phone number
(866) 363-9595
Established
Firm type
Fiscal year end
# of Employees
602
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,059 |
| AUM (Assets Under Management) | $ 37,525,706,084 |
Red Flags
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