Arun Soni

AVENUE 90 | Financial Advisor

Palos Park, IL

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CRD#: 6945160

Professional summary

Arun Soni is a registered financial advisor currently at AVENUE 90 located in Palos Park, Illinois.

Arun is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Arun has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Board Chair at Clean Wisconsin (2022 - Present); Board of Directors (2014 - Present). As Chair, Arun Soni leads the board's efforts in overseeing the nonprofit organization's mission, vision, and activities of the CEO. This includes assessing and fine-tuning strategy, approving the annual budget, reviewing financial statements, running quarterly meetings, and serving on various committees. This nonprofit work requires approximately three hours of his time per month during normal trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arun Soni's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 11, 2023 - Present

AVENUE 90

RIA

CRD#: 325651

Palos Park, IL

Past

July 30, 2018 - August 14, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ORLAND PARK, IL

Past

July 10, 2018 - August 14, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ORLAND PARK, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(8/11/2023)

IAR

Texas
(8/21/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/28/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/10/2018

General Securities Representative Examination

Current Firm

AVENUE 90

AVENUE 90 | FORTUNELY LLC | AVENUE 90 FINANCIAL LLC

CRD#: 325651 / SEC#:

Illinois

Registered Investment Advisory firm - (8/11/2023 Approved)

Texas

Registered Investment Advisory firm - (8/16/2023 Conditional Restricted)

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Contact information

Main Address

Palos Park, IL

Mailing Address

2045 W Grand Ave Ste B #705008, Chicago, IL 60612

Phone number

(708) 942-4858

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	33
AUM (Assets Under Management)	$ 5,324,127

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Arun Soni

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arun Soni's CRS (Customer Relationship Summary).

Certified licenses

Experience

AVENUE 90

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 7/28/2018

SIE

Date: 10/1/2018

Series 7

Date: 7/10/2018

Current Firm

AVENUE 90

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AVENUE 90

TRUST BUT VERIFY

Contact information

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