William A. Moir

Some features on this profile are disabled

CRD#: 6945141

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Alexander Moir, who also goes by Alex Moir, William Alex Moir, William Moir, was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 2020. William had worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Alex Moir | William Alex Moir | William Moir

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 21, 2025 - January 30, 2026

ABICH FINANCIAL WEALTH MANAGEMENT, LLC

RIA

CRD#: 310633

ASHBURN, VA

Past

July 2, 2024 - September 25, 2025

CASSADAY & COMPANY, INC.

RIA

CRD#: 317672

MCLEAN, VA

Past

November 15, 2022 - August 30, 2024

OSAIC WEALTH, INC.

RIA

CRD#: 23131

MCLEAN, VA

Past

November 15, 2022 - September 29, 2025

OSAIC WEALTH, INC.

CRD#: 23131

MCLEAN, VA

Past

February 7, 2022 - October 31, 2022

BOGART WEALTH, LLC

RIA

CRD#: 283886

MCLEAN, VA

Past

January 8, 2021 - January 21, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

IJAMSVILLE, MD

Past

December 3, 2020 - January 21, 2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

IJAMSVILLE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ABICH FINANCIAL WEALTH MANAGEMENT, LLC

CRD#: 310633 / SEC#: 801-128570

RIA

Registered Investment Advisory firm - (8/15/2023 Approved)

Maryland

Registered Investment Advisory firm - (9/29/2023 Terminated)

Virginia

Registered Investment Advisory firm - (8/25/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/5/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/3/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/28/2020

Securities Industry Essentials Examination

Current Firm

ABICH FINANCIAL WEALTH MANAGEMENT, LLC

CRD#: 310633 / SEC#: 801-128570

RIA

Registered Investment Advisory firm - (8/15/2023 Approved)

Maryland

Registered Investment Advisory firm - (9/29/2023 Terminated)

Virginia

Registered Investment Advisory firm - (8/25/2023 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

20135 Lakeview Center Plaza #110, Ashburn, VA 20147

Mailing Address

Phone number

(571) 577-9968

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A SEC (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,040
AUM (Assets Under Management)	$ 227,599,529

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

William A. Moir

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CASSADAY & COMPANY, INC.

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

BOGART WEALTH, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

ABICH FINANCIAL WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/5/2021

Series 7TO

Date: 12/3/2020

SIE

Date: 10/28/2020

Current Firm

ABICH FINANCIAL WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ABICH FINANCIAL WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors