Samuel J. Broback

CEDAR COVE WEALTH PARTNERS

BLOOMINGTON, MN 55431

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CRD#: 6945067

Professional summary

Samuel John Broback, who also goes by Samuel Ludlow-broback, is a registered financial advisor currently at CEDAR COVE WEALTH PARTNERS located in Bloomington, Minnesota.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Samuel has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Samuel Ludlow-Broback

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE AGENT; INVESTMENT RELATED: YES; ADDRESS: 7900 XERXES AVE S, SUITE 1750, BLOOMINGTON, MN 55431; NATURE OF BUSINESS: INSURANCE SALES; POSITION: AGENT; START DATE 3/8/10; NUMBER OF HOURS PER MONTH: DEPENDENT ON CLIENT NEEDS; DUTIES: SERVICING CLIENTS ON INSURANCE NEEDS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel John Broback's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 11, 2025 - Present

CEDAR COVE WEALTH PARTNERS

Office #1: 7900 Xerxes Ave S Suite 1750, Bloomington, MN 55431

RIA

CRD#: 336245

BLOOMINGTON, MN

Past

December 13, 2023 - September 10, 2025

THRIVENT ADVISOR NETWORK, LLC

RIA

CRD#: 304569

Bloomington, MN

Past

August 10, 2018 - August 26, 2020

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

BLOOMINGTON, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(8/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/31/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/6/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/5/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/10/2018

General Securities Representative Examination

Current Firm

CEDAR COVE WEALTH PARTNERS

CEDAR COVE WEALTH PARTNERS | SBE LLC DBA CEDAR COVE WEALTH PARTNERS | SBE LLC

CRD#: 336245 / SEC#: 801-133908

RIA

Registered Investment Advisory firm - (7/21/2025 120-Day Approval)

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Contact information

Main Address

7900 Xerxes Ave S Suite 1750, Bloomington, MN 55431

Mailing Address

Phone number

(952) 358-3456

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A DISCLOSURE BROCHURE - CEDAR COVE WEALTH PARTNERS (8/11/2025)

WRAP FEE PROGRAM BROCHURE - CEDAR COVE WEALTH PARTNERS (8/11/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Samuel J. Broback

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel John Broback's CRS (Customer Relationship Summary).

Certified licenses

Experience

CEDAR COVE WEALTH PARTNERS

THRIVENT ADVISOR NETWORK, LLC

THRIVENT INVESTMENT MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/31/2023

Series 63

Date: 9/6/2018

Series 7TO

Date: 7/5/2022

SIE

Date: 10/1/2018

Series 7

Date: 8/10/2018

Current Firm

CEDAR COVE WEALTH PARTNERS

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

CEDAR COVE WEALTH PARTNERS

TRUST BUT VERIFY

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