Andrew J. Sheeran
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew John Sheeran, who also goes by Andrew Sheeran, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2018. Andrew had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2024 - January 16, 2026
PAUL COMSTOCK PARTNERS
August 30, 2019 - December 22, 2023
INVESCO DISTRIBUTORS, INC.
June 13, 2019 - June 18, 2019
OSAIC SERVICES, INC.
May 23, 2019 - June 18, 2019
OSAIC SERVICES, INC.
June 25, 2018 - April 24, 2019
VALIC FINANCIAL ADVISORS, INC.
Primary Firm SEC Registration
PAUL COMSTOCK PARTNERS
CRD#: 105335 / SEC#: 801-22496
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PAUL COMSTOCK PARTNERS
CRD#: 105335 / SEC#: 801-22496
Contact information
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 118 |
| AUM (Assets Under Management) | $ 2,238,868,684 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
