Steven David Cox

1. Scott D. Phillips, non-investment related, 2150 S. 1300 E. Suite 500, Salt Lake City, UT 84106, Total Comprehensive Financial Planning, admin. assistant, devoted time 30 hrs/month, secretarial work, emailing, organizing, filing, scheduling appointments, filling out paperwork, participating in client appointments and shipping. 2. SDP PERSONALIZED PLANNING, Financial Advisor & Team Based Model Consultant, "SDP Personalized Planning" as a dba for branding purposes for Centaurus branch office and SDP, LLC / Team Based Model Consultant OBA, Investment related, since 03/27/2020, address same as above, Dba for branding purposes financial planning and advisory business and SDP, LLC / Team Based Model Consultant OBA. 3. Steven D. Cox, non-investment related, address same as above, individual and group health, disability, vision and dental insurance, Agent/Solicitor, since 9/24/2020, devoted time 4 hrs/month, providing services to individuals, families and businesses, servicing of policies will be handled by other entities. 4. Steven Cox, non-investment related, address same as above, life coaching services provided through Sound Coaching, Inc., Life Coach, since 9/24/2020, devoted time 10 hrs/month, providing life coaching services to individual, families and businesses. 5. TEAM BASED MODEL CONSULTANT, Team Based Model Consultant, through a network of various specialized professionals, I advise individuals and business owners on reducing business risks and expenses. I also form strategic alliances with tax professionals, who, in their capacity as such, help these individuals and business owners with tax reduction strategies. I may receive a portion of the fees paid to these professionals. Non-Investment related, devoted 12 hrs/month, 8 Securities Trading hrs, since 01/18/2023, address same as above, through a network of various specialized professionals, I advise individuals and business owners on reducing business risks and expenses. I also form strategic alliances with tax professionals, who, in their capacity as such, help these individuals and business owners with tax reduction strategies. I may receive a portion of the fees paid to these professionals. 6. STEVEN DC CAPITAL, LLC, Investment related, address same as above, team Based Model Consultant, through a network of various specialized professionals, I advise individuals and business owners on reducing business risks and expenses. I also form strategic alliances with tax professionals, who, in their capacity as such, help these individuals and business owners with tax reduction strategies. I may receive a portion of the fees paid to these professionals. 12 hrs/month, 8 Securities trading hrs, since 01/18/2023. 7. STEVEN D. COX, Agent/Solicitor, Sales of fixed insurance, fixed annuities and/or long-term care, non-Investment related, 4 hrs/month, 2 Securities trading hrs, since 04/07/2023, address same as above, Sales of fixed insurance, fixed annuities and/or long-term care. 8. SDP, LLC, Team Based Model Consultant, through a network of various specialized professionals, I advise individuals and business owners on reducing business risks and expenses. I also form strategic alliances with tax professionals, who, in their capacity as such, help these individuals and business owners with tax reduction strategies. I may receive a portion of the fees paid to these professionals. Non-Investment related, 12 hrs/month, 8 Securities trading hrs, 01/18/2023, address same as above, through a network of various specialized professionals, I advise individuals and business owners on reducing business risks and expenses. I also form strategic alliances with tax professionals, who, in their capacity as such, help these individuals and business owners with tax reduction strategies. I may receive a portion of the fees paid to these professionals.