Alex G. Goldstein

ATLAS

West Palm Beach, FL

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CRD#: 6944442

Professional summary

Alex Gregory Goldstein is a registered financial advisor currently at ATLAS located in West Palm Beach, Florida.

Alex is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Alex has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Founder of Spreadwise LLC which is a dba for financial services offered through Atlas; Start date: 8/28/25; Investment-related; Full-time; Address: 694 Fern St, West Palm Beach, FL 33401

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alex Gregory Goldstein's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 4, 2025 - Present

ATLAS

RIA

CRD#: 324191

West Palm Beach, FL

Past

June 24, 2025 - October 1, 2025

SPREADWISE LLC

RIA

CRD#: 336799

WEST PALM BEACH, FL

Past

June 5, 2023 - August 6, 2025

CHESAPEAKE ASSET MANAGEMENT LLC

RIA

CRD#: 108994

Boca Raton, FL

Past

February 25, 2020 - June 6, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BOCA RATON, FL

Past

February 5, 2020 - June 6, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BOCA RATON, FL

Past

October 31, 2018 - November 11, 2019

UBS FINANCIAL SERVICES INC.

CRD#: 8174

SHORT HILLS, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ATLAS

ATFS ADVISERS | ATLAS | ATFS ADVISERS LLC

CRD#: 324191 / SEC#: 801-128722

RIA

Registered Investment Advisory firm - (9/28/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/9/2025)

IAR

Texas
(9/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/24/2020

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 11/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/31/2018

General Securities Representative Examination

Current Firm

ATLAS

ATFS ADVISERS | ATLAS | ATFS ADVISERS LLC

CRD#: 324191 / SEC#: 801-128722

RIA

Registered Investment Advisory firm - (9/28/2023 Approved)

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Contact information

Main Address

Frisco, TX

Mailing Address

Phone number

(805) 557-8713

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE (9/3/2025)

Regulatory assets under management

Total Number of Accounts	84
AUM (Assets Under Management)	$ 121,329,112

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alex G. Goldstein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alex Gregory Goldstein's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPREADWISE LLC

CHESAPEAKE ASSET MANAGEMENT LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

ATLAS

State Registrations and Notice Filings

Exams

Series 66

Date: 2/24/2020

SIE

Date: 11/1/2018

Series 7

Date: 10/31/2018

Current Firm

ATLAS

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ATLAS

TRUST BUT VERIFY

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