JP
Jackie R. Petersen
THRIVENT INVESTMENT MANAGEMENT
Chattanooga, TN 37405
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CRD#: 6944223
JP
Professional summary
Jackie Ray Petersen, who also goes by J.r. Ray Petersen, J.r. Petersen, Jack Ray Petersen, Jackie R Petersen, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Chattanooga, Tennessee.
Jackie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Jackie has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
J.r. Ray Petersen | J.r. Petersen | Jack Ray Petersen | Jackie R Petersen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LIONHEARTS FITNESS POSITION: Board Member NATURE: Mission: To empower our youth to face fears and conquer obstacles, knowing their worth, building self-worth as well as becoming stronger physically. Obstacle Racing, particularly in team racing, develops community, unity, strength and empowerment by helping others. No one is left out, left behind. If one person can't do an obstacle, their teammate will help, or even do it for them. Everyone has their favorite strength and obstacle, together we face them and are victorious. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/20/2021 ADDRESS: 4075 Cloud Springs Road, Ringgold GA 30736, United States DESCRIPTION: Make decisions with other board members.
CRS (Client Relationship Summary) - RIA
Click below to view Jackie Ray Petersen's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jackie Ray Petersen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 26, 2020 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 110 Somerville Ave Ste 154, Chattanooga, TN 37405Office #3: 118 Lee Parkway Dr Ste 305, Chattanooga, TN 37421RIA
BD
CRD#: 18387
Chattanooga, TN
Current
May 21, 2020 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 118 Lee Parkway Dr Ste 305, Chattanooga, TN 37421RIA
BD
CRD#: 18387
Chattanooga, TN
Past
August 7, 2018 - March 6, 2020
EDWARD JONES
RIA
CRD#: 250
ARNOLD, MO
Past
July 5, 2018 - March 6, 2020
EDWARD JONES
BD
CRD#: 250
ARNOLD, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(6/29/2020)
RR
Georgia(10/30/2020)
RR
Illinois(7/1/2020)
RR
Indiana(7/10/2020)
RR
Mississippi(4/15/2022)
RR
Missouri(5/26/2020)
IAR
Missouri(5/26/2020)
RR
Tennessee(6/30/2020)
IAR
Tennessee(8/13/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Chattanooga, TN 37405TRUST BUT VERIFY
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