Cole C. Mckeel

MCKEEL CAPITAL MANAGEMENT

Flower Mound, TX 75022

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CRD#: 6944092

Professional summary

Cole Christian Mckeel is a registered financial advisor currently at MCKEEL CAPITAL MANAGEMENT located in Flower Mound, Texas.

Cole is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Cole has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cole Christian Mckeel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 9, 2025 - Present

MCKEEL CAPITAL MANAGEMENT

Office #1: 5224 Park Ridge Rd, Flower Mound, TX 75022

RIA

CRD#: 142132

Flower Mound, TX

Past

January 13, 2022 - December 31, 2024

MCKEEL CAPITAL MANAGEMENT

RIA

CRD#: 142132

FLOWER MOUND, TX

Past

January 5, 2021 - November 24, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

PLANO, TX

Past

November 4, 2020 - November 24, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

PLANO, TX

Past

June 8, 2018 - September 29, 2020

MCKEEL CAPITAL MANAGEMENT

RIA

CRD#: 142132

IRVING, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/3/2021

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/8/2018

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/5/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/3/2020

Securities Industry Essentials Examination

Current Firm

MCKEEL CAPITAL MANAGEMENT

MCKEEL CAPITAL MANAGEMENT | THE MCKEEL COMPANY, LLC | MCKEELGESEK FINANCIAL ADVISORY SERVICES, LLC | MCKEEL CAPITAL MANAGEMENT, LLC

CRD#: 142132 / SEC#: 801-67412

RIA

Registered Investment Advisory firm - (9/11/2012 Terminated)

Texas

Registered Investment Advisory firm - (1/9/2025 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

5224 Park Ridge Rd, Flower Mound, TX 75022

Mailing Address

Phone number

(972) 745-9080

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	35
AUM (Assets Under Management)	$ 63,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Cole C. Mckeel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cole Christian Mckeel's CRS (Customer Relationship Summary).

Certified licenses

Experience

MCKEEL CAPITAL MANAGEMENT

MCKEEL CAPITAL MANAGEMENT

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

MCKEEL CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 2/3/2021

Series 65

Date: 6/8/2018

Series 7TO

Date: 1/5/2021

SIE

Date: 12/3/2020

Current Firm

MCKEEL CAPITAL MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MCKEEL CAPITAL MANAGEMENT

TRUST BUT VERIFY

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