AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
AF

Andre S. Farahmandi

GENERATIONAL CAPITAL MARKETS
Austin, TX 78759
Some features on this profile are disabled
CRD#: 6944051
AF

Professional summary

Andre Sebastian Farahmandi, who also goes by Andre Sebastian Faramandi, is a registered financial professional currently at GENERATIONAL CAPITAL MARKETS INC. located in Austin, Texas.

Andre is registered as a RR (Registered Representative) and started their career in finance in 2018. Andre has worked at 1 firm and has passed the Series 63, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Andre Sebastian Faramandi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andre Sebastian Farahmandi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 17, 2018 - Present

GENERATIONAL CAPITAL MARKETS INC.

Office #1: 8300 N. Mopac Expressway, Suite 210, Austin, TX 78759
BD
CRD#: 145869
Austin, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(10/28/2022)
RR
California
(7/6/2020)
RR
Florida
(11/8/2019)
RR
Illinois
(7/6/2020)
RR
Minnesota
(1/5/2022)
RR
North Carolina
(10/27/2020)
RR
South Dakota
(2/26/2019)
RR
Texas
(2/26/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 2/26/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 9/16/2018
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

GC
GENERATIONAL CAPITAL MARKETS INC.
GENERATIONAL CAPITAL MARKETS INC. | ZURICH CAPITAL PARTNERS, INC

CRD#: 145869 / SEC#: , 8-67761

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
3400 N. Central Expressway Suite 100, Richardson, TX 75082
Mailing Address
3400 N. Central Expressway Suite 100, Richardson, TX 75082
Phone number
(972) 448-1000
Established
Nevada since 08/23/2006
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
GENERATIONAL CAPITAL, LLC.SOLE SHAREHOLDER
HECKERT, CHRISTOPHER FRANKSUPERVISING PRINCIPAL4734607
HOFSTADTER, BRENEN MICHAELPRESIDENT, SUPERVISING PRINCIPAL AND CHIEF COMPLIANCE OFFICER4296591
STERLING, DONALD WILLIAMFINOP/CFO/PFO/POO1192425

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GENERATIONAL CAPITAL MARKETS INC.

CRD#: 145869Austin, TX 78759

TRUST BUT VERIFY

Monitor Andre Farahmandi

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Steven Raymond Gallegos
Steven GallegosAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Austin, TX
Eric Scott Pomerantz
Eric PomerantzAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Austin, TX
Jeffrey Glenn Weeks
Jeffrey WeeksAdvisorCheck Check Mark
ATX PORTFOLIO ADVISORS, LLC
IAR
Austin, TX
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics