Ronald Hodges

CRESTWAY ADVISORY GROUP

Plano, TX

Some features on this profile are disabled

CRD#: 6944020

Professional summary

Ronald Hodges is a registered financial advisor currently at CRESTWAY ADVISORY GROUP located in Plano, Texas.

Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Ronald has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Crestway Insurance Group, LLC Insurance Brokerage Life, Health, Property & Casualty 3948 Legacy Drive #157 Plano, Texas 75023 Full Time

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Hodges's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 1, 2021 - Present

CRESTWAY ADVISORY GROUP

RIA

CRD#: 309278

Plano, TX

Past

May 30, 2018 - April 16, 2019

FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863

FRISCO, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/7/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/20/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/30/2018

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CRESTWAY ADVISORY GROUP

CRESTWAY ADVISORY GROUP | CRESTWAY INSURANCE GROUP, LLC DBA | CRESTWAY INSURANCE GROUP, LLC

CRD#: 309278 / SEC#:

Texas

Registered Investment Advisory firm - (1/1/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Plano, TX

Mailing Address

Phone number

(888) 274-1145

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Ronald Hodges

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Hodges's CRS (Customer Relationship Summary).

Certified licenses

Experience

CRESTWAY ADVISORY GROUP

FARMERS FINANCIAL SOLUTIONS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/7/2020

Series 63

Date: 4/20/2018

SIE

Date: 10/1/2018

Series 6

Date: 5/30/2018

Current Firm

CRESTWAY ADVISORY GROUP

Contact information

Documents

Red Flags

Company Information

CRESTWAY ADVISORY GROUP

TRUST BUT VERIFY

Similar Advisors