Andrew J. Lightle

Some features on this profile are disabled

CRD#: 6943892

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Andrew James Lightle, who also goes by Andrew James Lightle, Andrew Lightle, Andrew J. Lightle, was a registered financial professional .

Andrew is a previously registered financial professional and started their career in finance in 2019. Andrew had worked at 6 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

Aliases

Andrew James Lightle | Andrew Lightle | Andrew J. Lightle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 25, 2025 - July 22, 2026

WEALTH WITH NO REGRETS®

RIA

CRD#: 159201

ALPHARETTA, GA

Past

December 5, 2024 - May 12, 2025

MARIPAU WEALTH MANAGEMENT LLC

RIA

CRD#: 311934

Peachtree City, GA

Past

July 24, 2022 - November 5, 2024

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

Atlanta, GA

Past

July 24, 2022 - November 5, 2024

J.P. MORGAN SECURITIES LLC

CRD#: 79

Atlanta, GA

Past

June 9, 2021 - April 25, 2022

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

ATLANTA, GA

Past

April 15, 2021 - April 13, 2022

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

JACKSONVILLE, FL

Past

October 16, 2019 - December 15, 2020

EQUITABLE ADVISORS, LLC

CRD#: 6627

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTH WITH NO REGRETS®

BOOMFISH WEALTH GROUP, LLC | WEALTH WITH NO REGRETS®

CRD#: 159201 / SEC#: 801-128215

RIA

Registered Investment Advisory firm - (6/23/2023 Approved)

Georgia

Registered Investment Advisory firm - (11/1/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (10/31/2023 Terminated)

Texas

Registered Investment Advisory firm - (10/31/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

Series 66

Status Unavailable

Passed: 5/28/2021

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Status Unavailable

Passed: 9/30/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Status Unavailable

Passed: 10/16/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 6/29/2019

Securities Industry Essentials Examination

Current Firm

WEALTH WITH NO REGRETS®

BOOMFISH WEALTH GROUP, LLC | WEALTH WITH NO REGRETS®

CRD#: 159201 / SEC#: 801-128215

RIA

Registered Investment Advisory firm - (6/23/2023 Approved)

Georgia

Registered Investment Advisory firm - (11/1/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (10/31/2023 Terminated)

Texas

Registered Investment Advisory firm - (10/31/2023 Terminated)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

12600 Deerfield Parkway Suite 475, Alpharetta, GA 30004

Mailing Address

Phone number

(678) 278-9632

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEALTH WITH NO REGRETS® BROCHURE (3/30/2026)

Regulatory assets under management

Total Number of Accounts	786
AUM (Assets Under Management)	$ 214,395,945

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

HELENA, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

ESTERO, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Andrew J. Lightle

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MARIPAU WEALTH MANAGEMENT LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

WEALTH WITH NO REGRETS®

State Registrations and Notice Filings

Exams

Series 66

Passed: 5/28/2021

Series 63

Passed: 9/30/2019

Series 7TO

Passed: 10/16/2019

SIE

Passed: 6/29/2019

Current Firm

WEALTH WITH NO REGRETS®

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTH WITH NO REGRETS®

TRUST BUT VERIFY

Similar Advisors