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XZ

Xuying Zhu

LONG BRIDGE SECURITIES
NEW YORK, NY 10014
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CRD#: 6943862
XZ

Professional summary


Xuying Zhu, who also goes by VIvian Zhu, is a registered financial professional currently at LONG BRIDGE SECURITIES, LLC located in New York, New York.

Xuying is registered as a RR (Registered Representative) and started their career in finance in 2018. Xuying has worked at 4 firms and has passed the Series 7TO, SIE, Series 99, Series 27 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Vivian Zhu

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Xuying Zhu's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 8, 2024 - Present

LONG BRIDGE SECURITIES, LLC

Office #1: 413 W 14th St Suite 207a, New York, NY 10014
BD
CRD#: 314519
NEW YORK, NY
Past

March 10, 2022 - September 26, 2024

FUTU CLEARING INC

BD
CRD#: 298769
Dallas, TX
Past

November 13, 2020 - February 26, 2022

ROBINHOOD SECURITIES, LLC

BD
CRD#: 287900
LAKE MARY, FL
Past

November 28, 2018 - October 24, 2019

INTERACTIVE BROKERS LLC

BD
CRD#: 36418
GREENWICH, CT

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 7TO
Date: 3/22/2021
General Securities Representative Examination
General Industry/Product Exam
RR
Series 99
Date: 11/27/2018
Operations Professional Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


LB
LONG BRIDGE SECURITIES, LLC
LONG BRIDGE SECURITIES LLC | LONGBRIDGE | LONG BRIDGE SECURITIES, LLC

CRD#: 314519 / SEC#: , 8-70711

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
413 W 14th St Suite 207a, New York, NY 10014
Mailing Address
413 W 14th St Suite 207a, New York, NY 10014
Phone number
(908) 770-1300
Established
Delaware since 03/19/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
LONG BRIDGE LIMITED100% OWNER
BEVAUN, MARLONCFO/ FINOP6259795
CARUSO, DAVID JOHNHEAD OF INVESTMENT BANKING1261444
MERINGOLO, THOMASCCO4192542
THOMAS, LAURACHIEF OPERATIONS OFFICER5364586
ZHU, XUYINGHEAD OF U.S. BUSINESS6943862

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LONG BRIDGE SECURITIES, LLC

CRD#: 314519New York, NY 10014

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