William P. Smythe

ALPHA PRIME CAPITAL

Miami, FL

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CRD#: 6943752

Professional summary

William Preston Smythe, CFA, CFP® is a registered financial advisor currently at ALPHA PRIME CAPITAL, LLC located in Miami, Florida and ABACUS CAPITAL ADVISORS located in Plantation, Florida.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. William has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Preston Smythe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

CFP^®

Certified Financial Planner

Experience

Current

July 3, 2018 - Present

ALPHA PRIME CAPITAL, LLC

RIA

CRD#: 296940

Miami, FL

Current

June 7, 2024 - Present

ABACUS CAPITAL ADVISORS

Office #1: 8181 West Broward Blvd Suite 258, Plantation, FL 33324

RIA

CRD#: 309295

PLANTATION, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ABACUS CAPITAL ADVISORS

ABACUS CAPITAL ADVISORS | ABACUS CAPITAL ADVISORS LLC

CRD#: 309295 / SEC#: 801-132208

RIA

Registered Investment Advisory firm - (3/19/2025 Approved)

Florida

Registered Investment Advisory firm - (9/3/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/24/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/2/2018

Uniform Investment Adviser Law Examination

Current Firm

ABACUS CAPITAL ADVISORS

ABACUS CAPITAL ADVISORS | ABACUS CAPITAL ADVISORS LLC

CRD#: 309295 / SEC#: 801-132208

RIA

Registered Investment Advisory firm - (3/19/2025 Approved)

Florida

Registered Investment Advisory firm - (9/3/2020 Approved)

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Contact information

Main Address

8181 West Broward Blvd Suite 258, Plantation, FL 33324

Mailing Address

Phone number

(954) 361-4210

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ABACUS CAPITAL ADVISORS ADV PART 2 (2/17/2025)

Regulatory assets under management

Total Number of Accounts	51
AUM (Assets Under Management)	$ 103,331,043

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William P. Smythe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Preston Smythe's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPHA PRIME CAPITAL, LLC

ABACUS CAPITAL ADVISORS

Primary Firm SEC Registration

ABACUS CAPITAL ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 2/2/2018

Current Firm

ABACUS CAPITAL ADVISORS

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ABACUS CAPITAL ADVISORS

TRUST BUT VERIFY

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