Richard C. Rico
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Christopher Rico, who also goes by Richard Rico, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 2019. Richard had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2021 - April 22, 2022
ANRIA
February 22, 2021 - July 15, 2025
ANICO FINANCIAL SERVICES, INC.
June 4, 2019 - October 22, 2019
EDWARD JONES
May 11, 2019 - October 22, 2019
EDWARD JONES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 5/11/2019
General Securities Representative ExaminationCurrent Firm
ANRIA
CRD#: 155158 / SEC#: 801-72010
Contact information
Regulatory assets under management
| Total Number of Accounts | 25 |
| AUM (Assets Under Management) | $ 351,960,997 |
Red Flags
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