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Richard Christopher Rico

CRD# 6943586·Registered 2019 - 2022
Previously Registered: Being a previously registered professional could mean that Richard is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Richard Christopher Rico, who also goes by Richard Rico, was a registered financial advisor. Richard was a previously registered financial professional and started their career in finance 2019 - 2022. Richard had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Richard Rico

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

ANRIA·CRD# 155158
RIA
League City, TX
February 22, 2021 - April 22, 2022
ANICO FINANCIAL SERVICES, INC.·CRD# 158883
BD
Galveston, TX
February 22, 2021 - July 15, 2025
EDWARD JONES·CRD# 250
RIA
Dickinson, TX
June 4, 2019 - October 22, 2019
EDWARD JONES·CRD# 250
BD
Dickinson, TX
May 11, 2019 - October 22, 2019

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Current Firm

AN
ANRIA

AKA "ANRIA" OR "ANRIA, INC." | ANRIA | AMERICAN NATIONAL REGISTERED INVESTMENT ADVISOR, INC.

CRD#: 155158 / SEC#: 801-72010

Contact Information

Main Address

2450 South Shore Blvd Suite 400, League City, TX 77573-2997

Phone Number

(281) 521-3485

# of Employees

26

Documents

Latest Form ADV

Part 2 Brochures

2022 ANRIA BROCHURES-A&B (3/4/2022)

Regulatory Assets Under Management

Total Number of Accounts

25

AUM (Assets Under Management)

$351,960,997

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2019About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed May 2019About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Apr 2019About the SIE exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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