Andrew Venezie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Venezie, who also goes by Andrew Chae Young Venezie, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2019. Andrew had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 23, 2019 - August 2, 2023
CAELUM FINANCIAL LLC
April 25, 2019 - October 15, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 2, 2019 - October 15, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 18, 2019 - March 1, 2019
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/18/2019
General Securities Representative ExaminationCurrent Firm
CAELUM FINANCIAL LLC
CRD#: 306963 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 12 |
| AUM (Assets Under Management) | $ 567,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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