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CB

Carisa Bertrand

ENCOMPASS MORE ASSET MANAGEMENT LLC
ST. GEORGE, UT 84770
Some features on this profile are disabled
CRD#: 6943043
CB

Professional summary

Carisa Bertrand, who also goes by Carisa Elliott, is a registered financial advisor currently at ENCOMPASS MORE ASSET MANAGEMENT LLC located in St. George, Utah.

Carisa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Carisa has worked at 5 firms and has passed the Series 65, Series 63, Series 6TO, Series 7TO, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Carisa Elliott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Licensed Independent insurance agent

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carisa Bertrand's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 9, 2024 - Present

ENCOMPASS MORE ASSET MANAGEMENT LLC

Office #1: 50 E 100 S Suite 300, St. George, UT 84770
RIA
CRD#: 322382
ST. GEORGE, UT
Past

February 9, 2024 - October 18, 2024

SCF SECURITIES, INC.

BD
CRD#: 47275
St. George, UT
Past

February 7, 2024 - October 17, 2024

SCF INVESTMENT ADVISORS, INC.

RIA
CRD#: 123608
St. George, UT
Past

August 2, 2022 - February 7, 2024

NEW MILLENNIUM GROUP

RIA
CRD#: 299249
SANDY, UT
Past

September 21, 2021 - August 4, 2022

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
SAINT GEORGE, UT
Past

August 3, 2021 - August 4, 2022

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
SAINT GEORGE, UT
Past

September 6, 2018 - November 5, 2020

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
SAINT GEORGE, UT
Past

July 5, 2018 - November 5, 2020

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
SAINT GEORGE, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EM
ENCOMPASS MORE ASSET MANAGEMENT LLC
AJM FINANCIAL | TDC FINANCIAL | SKYLINE FINANCIAL PARTNERS | RIVERS WEALTH MANAGEMENT - FL | GOVERNMENT AND CIVIL EMPLOYEE SERVICES (GCES) | ENCOMPASS MORE ASSET MANAGEMENT LLC | DUCHARME WEALTH MANAGEMENT | BOYCE WEALTH MANAGEMENT | ALTO FINANCIAL GROUP

CRD#: 322382 / SEC#: 801-126102

RIA
Registered Investment Advisory firm - (7/14/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Utah
(9/9/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/5/2018
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/13/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 2/9/2024
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/21/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 7/5/2018
Investment Company Products/Variable Contracts Representative Examination

Current Firm

EM
ENCOMPASS MORE ASSET MANAGEMENT LLC
AJM FINANCIAL | TDC FINANCIAL | SKYLINE FINANCIAL PARTNERS | RIVERS WEALTH MANAGEMENT - FL | GOVERNMENT AND CIVIL EMPLOYEE SERVICES (GCES) | ENCOMPASS MORE ASSET MANAGEMENT LLC | DUCHARME WEALTH MANAGEMENT | BOYCE WEALTH MANAGEMENT | ALTO FINANCIAL GROUP

CRD#: 322382 / SEC#: 801-126102

RIA
Registered Investment Advisory firm - (7/14/2022 Approved)
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Contact information

Main Address
390 Diablo Rd Suite 100, Danville, CA 94526
Mailing Address
Phone number
(925) 272-8850
Established
Firm type
Fiscal year end
# of Employees
92

SEC notice filing (47 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ENCOMPASS MORE ASSET MANAGEMENT LLC ADV BROCHURE (9/17/2025)

Regulatory assets under management

Total Number of Accounts4,025
AUM (Assets Under Management)$ 581,910,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ENCOMPASS MORE ASSET MANAGEMENT LLC

CRD#: 322382St. George, UT 84770

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