Kimberly Helm
CFP®Professional Summary
Kimberly Helm, CFP® is a registered financial advisor currently at QUANTUM FINANCIAL ADVISORS, LLC located in Mountain View, California. Kimberly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Kimberly has worked at 2 firms and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Socially Responsible Investing
- Retirement Planning
- Comprehensive Financial Planning
- Small Business Planning
- Investment Planning
Biography
Growing up was just my mom and me. My dad passed just after I was born, and the only items of his I saw growing up were in a box of his old office items, stored in our garage. I remember going through them when I was seven or eight—a few binders, note pads, and a… calculator? It was a strange calculator, though. It had the usual zero through nine buttons, but the rest were...
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
linkedin.com/in/xxxxxx
Website
xxxxxxxxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
8 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
QUANTUM FINANCIAL ADVISORS, LLC
Contact Information
Main Address
530 Wilshire Blvd Ste 206, Santa Monica, CA 90401Phone Number
(424) 447-8268# of Employees
16SEC notice filing (14 States and Territories)
Registered to provide investment advisory services in 14 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,707AUM (Assets Under Management)
$1,484,111,762Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
QUANTUM FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
(2/1/2022)
(7/3/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Kimberly Helm's CRS (Customer Relationship Summary).
Services Offered by Kimberly
- Socially Responsible Investing
- Retirement Planning
- Comprehensive Financial Planning
- Small Business Planning
- Investment Planning
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