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Laura A Higgins

Laura A. Higgins

APPROACHABLE FINANCIAL PLANNING
Rockport, MA
Some features on this profile are disabled
CRD#: 6941507
Laura A Higgins

Professional summary

Laura A Higgins, CFP®, who also goes by Laura A Graham, is a registered financial advisor currently at APPROACHABLE FINANCIAL PLANNING located in Rockport, Massachusetts.

Laura is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Laura has worked at 2 firms and has passed the Series 7TO and SIE exams.

top-8-questions

Question & Answer

What are your service offerings?
Comprehensive Financial Planni...
Do you have an area of expertise or specialization?
Fixed Fee (Subscription, Retai...
Investment Advice without Ongo...
Middle Income Client Needs
Novice Investors
Retirement Planning & Distribu...
Women's Financial Planning Iss...
Are you a "fiduciary"?
Yes

Aliases

Laura A Graham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Laura Higgins offers consulting services to other investment advisors. Her consulting services include working with other advisors to help with best practices and eMoney training. She devotes approximately 5% of her time to this activity during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura A Higgins's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2020

Experience

Current

May 14, 2021 - Present

APPROACHABLE FINANCIAL PLANNING

RIA
CRD#: 313488
Rockport, MA
Past

February 28, 2019 - November 22, 2019

LPL FINANCIAL LLC

BD
CRD#: 6413
WINCHESTER, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Maine
(7/5/2022)
IAR
Massachusetts
(5/14/2021)

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 2/28/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/14/2019
Securities Industry Essentials Examination

Current Firm

APPROACHABLE FINANCIAL PLANNING
APPROACHABLE FINANCIAL PLANNING
APPROACHABLE FINANCIAL PLANNING | APPROACHABLE FINANCIAL PLANNING LLC

CRD#: 313488 / SEC#:

Maine
Registered Investment Advisory firm - (7/5/2022 Approved)
Massachusetts
Registered Investment Advisory firm - (5/14/2021 Approved)
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Contact information

Main Address
Rockport, MA
Mailing Address
Phone number
(617) 610-7194
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

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Company Information

APPROACHABLE FINANCIAL PLANNING

APPROACHABLE FINANCIAL PLANNING

CRD#: 313488Rockport, MA

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