Adam Callahan Steck | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Adam Callahan Steck was a registered financial professional .

Adam is a previously registered financial professional and started their career in finance in 2019. Adam had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 18, 2020 - April 17, 2020

AURORA PRIVATE WEALTH, INC.

RIA

CRD#: 281604

Boonton, NJ

Past

November 22, 2019 - April 17, 2020

APW CAPITAL, INC.

BD

CRD#: 43814

ROCKAWAY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AP

AURORA PRIVATE WEALTH, INC.

CRD#: 281604 / SEC#: 801-110498

RIA

Registered Investment Advisory firm - (5/5/2017 Approved)

California

Registered Investment Advisory firm - (6/4/2017 Terminated)

Florida

Registered Investment Advisory firm - (5/5/2017 Terminated)

New Jersey

Registered Investment Advisory firm - (5/24/2017 Terminated)

Ohio

Registered Investment Advisory firm - (5/5/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

RR

IAR

Series 66

Date: 1/31/2020

Uniform Combined State Law Examination

General Industry/Product Exam

RR

Series 7TO

Date: 11/22/2019

General Securities Representative Examination

General Industry/Product Exam

RR

SIE

Date: 3/2/2019

Securities Industry Essentials Examination

Current Firm

AP

AURORA PRIVATE WEALTH, INC.

CRD#: 281604 / SEC#: 801-110498

RIA

Registered Investment Advisory firm - (5/5/2017 Approved)

California

Registered Investment Advisory firm - (6/4/2017 Terminated)

Florida

Registered Investment Advisory firm - (5/5/2017 Terminated)

New Jersey

Registered Investment Advisory firm - (5/24/2017 Terminated)

Ohio

Registered Investment Advisory firm - (5/5/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

100 Enterprise Drive Suite 504, Rockaway, NJ 07866

Mailing Address

Phone number

(973) 394-0404

Established

Firm type

Fiscal year end

# of Employees

25

SEC notice filing (34 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AURORA PW ADV 2A (7/17/2025)

AURORA PW WRAP BROCHURE (3/11/2025)

Regulatory assets under management

Total Number of Accounts	1,843
AUM (Assets Under Management)	$ 395,308,639

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Adam C. Steck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AURORA PRIVATE WEALTH, INC.

APW CAPITAL, INC.

Primary Firm SEC Registration

AURORA PRIVATE WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/31/2020

Series 7TO

Date: 11/22/2019

SIE

Date: 3/2/2019

Current Firm

AURORA PRIVATE WEALTH, INC.

Contact information

SEC notice filing (34 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AURORA PRIVATE WEALTH, INC.

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