Christopher H. King
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Hall King was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2021. Christopher had worked at 2 firms and has passed the Series 79TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 2023 - August 9, 2024
FLOW TRADERS U.S. LLC
October 4, 2021 - November 23, 2022
SIGNUM GROWTH CAPITAL LLC
State Registrations and Notice Filings
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Exams
Series 79TO
Date: 1/15/2022
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 10/4/2021
General Securities Representative ExaminationCurrent Firm
FLOW TRADERS U.S. LLC
CRD#: 150780 / SEC#: , 8-68300
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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