David B. Bach

RIVER STREET ADVISORS

Aurora, IL 60506

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CRD#: 6940879

Professional summary

David Brennan Bach, who also goes by David Bach, is a registered financial advisor currently at RIVER STREET ADVISORS, LLC located in Aurora, Illinois.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. David has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Bach

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Old Second National Bank (Banking or Thrift Institution) - Investment Related. 37 South River Street, Aurora, IL 60506. Wealth Compliance & Internal Control Officer for Wealth Management Department (80% of time). River Street Advisors is a subsidiary of Old Second National Bank.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Brennan Bach's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 25, 2018 - Present

RIVER STREET ADVISORS, LLC

Office #1: 37 S. River Street, Aurora, IL 60506

RIA

CRD#: 153537

Aurora, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RIVER STREET ADVISORS, LLC

OLD SECOND WEALTH MANAGEMENT | RIVER STREET ADVISORS, LLC

CRD#: 153537 / SEC#: 801-119750

RIA

Registered Investment Advisory firm - (11/9/2020 Approved)

Illinois

Registered Investment Advisory firm - (3/5/2021 Terminated)

Indiana

Registered Investment Advisory firm - (11/19/2018 Terminated)

Texas

Registered Investment Advisory firm - (11/13/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(6/25/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/25/2018

Uniform Investment Adviser Law Examination

Current Firm

RIVER STREET ADVISORS, LLC

OLD SECOND WEALTH MANAGEMENT | RIVER STREET ADVISORS, LLC

CRD#: 153537 / SEC#: 801-119750

RIA

Registered Investment Advisory firm - (11/9/2020 Approved)

Illinois

Registered Investment Advisory firm - (3/5/2021 Terminated)

Indiana

Registered Investment Advisory firm - (11/19/2018 Terminated)

Texas

Registered Investment Advisory firm - (11/13/2020 Terminated)

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Contact information

Main Address

37 S. River Street, Aurora, IL 60506

Mailing Address

Phone number

(630) 906-5501

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RIVER STREET ADVISORS BROCHURE (3/11/2025)

Regulatory assets under management

Total Number of Accounts	937
AUM (Assets Under Management)	$ 414,893,361

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David B. Bach

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Brennan Bach's CRS (Customer Relationship Summary).

Certified licenses

Experience

RIVER STREET ADVISORS, LLC

Primary Firm SEC Registration

RIVER STREET ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/25/2018

Current Firm

RIVER STREET ADVISORS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RIVER STREET ADVISORS, LLC

TRUST BUT VERIFY

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