Stephanie L. Goetsch

KELMAN LAZAROV

Memphis, TN 38137-2805

Some features on this profile are disabled

CRD#: 6940618

Professional summary

Stephanie Lynn Goetsch, who also goes by Stephanie Turner, Stephanie Turner-jones, is a registered financial advisor currently at KELMAN LAZAROV INC located in Memphis, Tennessee.

Stephanie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Stephanie has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephanie Turner | Stephanie Turner-Jones

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Kelman-Lazarov, Inc., Start Date: 04/17/2023, 5100 Poplar Ave., Ste. 2805, Memphis, TN 38137, Partnership, RIA, Financial Advisor, Work with clients and Advisors to set up Investment Accounts and Administer Financial Plans, Investment Related, 120 Hours per month, 5 Hours per day during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephanie Lynn Goetsch's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 28, 2023 - Present

KELMAN LAZAROV INC

Office #1: 5100 Poplar Ave, Ste 2805, Memphis, TN 38137-2805

RIA

CRD#: 107727

Memphis, TN

Past

April 28, 2023 - September 23, 2024

MUTUAL SECURITIES, INC.

CRD#: 13092

Memphis, TN

Past

May 21, 2021 - April 27, 2023

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

Memphis, TN

Past

May 20, 2021 - April 27, 2023

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

Memphis, TN

Past

October 7, 2019 - May 25, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

FRISCO, TX

Past

August 30, 2019 - May 25, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

FRISCO, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KELMAN LAZAROV INC

CRD#: 107727 / SEC#: 801-45185

RIA

Registered Investment Advisory firm - (12/7/1993 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(4/28/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/4/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/30/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/23/2019

Securities Industry Essentials Examination

Current Firm

KELMAN LAZAROV INC

CRD#: 107727 / SEC#: 801-45185

RIA

Registered Investment Advisory firm - (12/7/1993 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5100 Poplar Ave, Ste 2805, Memphis, TN 38137-2805

Mailing Address

Phone number

(901) 685-8284

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KELMAN-LAZAROV FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,353
AUM (Assets Under Management)	$ 705,429,123

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stacey Hyde

ENVISION FINANCIAL PLANNING, LLC

IAR

Memphis, TN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Stephanie L. Goetsch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephanie Lynn Goetsch's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUTUAL SECURITIES, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

KELMAN LAZAROV INC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/4/2019

Series 7TO

Date: 8/30/2019

SIE

Date: 2/23/2019

Current Firm

KELMAN LAZAROV INC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KELMAN LAZAROV INC

TRUST BUT VERIFY

Similar Advisors