Sebastian Castano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sebastian Castano was a registered financial professional .
Sebastian is a previously registered financial professional and started their career in finance in 2018. Sebastian had worked at 6 firms and has passed the Series 66, Series 63, Series 65, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2026 - March 31, 2026
FIRST COMMAND ADVISORY SERVICES
February 27, 2026 - March 31, 2026
FIRST COMMAND BROKERAGE SERVICES, INC.
January 16, 2026 - February 12, 2026
FLORIDA FINANCIAL ADVISORS, LLC
June 16, 2023 - June 5, 2025
MORGAN STANLEY
June 13, 2023 - June 5, 2025
MORGAN STANLEY
January 6, 2023 - May 25, 2023
PFS INVESTMENTS INC.
January 4, 2023 - May 25, 2023
PFS INVESTMENTS INC.
May 14, 2021 - December 31, 2022
PFS INVESTMENTS INC.
September 21, 2020 - December 31, 2022
PFS INVESTMENTS INC.
July 2, 2018 - November 1, 2018
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
Primary Firm SEC Registration
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/3/2023
General Securities Representative ExaminationSeries 6TO
Date: 9/19/2020
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 113,591 |
| AUM (Assets Under Management) | $ 24,429,418,155 |
Red Flags
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