NA
Nicole L. Ayers
BROOKSTONE WEALTH ADVISORS
Rio Rancho, NM 87124
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CRD#: 6939276
NA
Professional summary
Nicole Lea Ayers, who also goes by Nicole Schroud, is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Rio Rancho, New Mexico.
Nicole is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Nicole has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nicole Schroud
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The Name of the other business: Ayers Insurance, LLC Investment Related?: Yes Address of other business: Please see addresses listed on page 1 Nature of other business: Insurance Sales - health/medicare Your position: Agent Start Date: 09/2014 How many hours you devote to the other business per month: 160 How many hours you devote to the other business during securities trading hours: 160 Briefly describe your duties: meet with clients to determine insurance needs. Fit health/Medicare plan to client needs. Sell health, Medicare and prescription drug plans. Investment Related?: Yes The Name of the other business: Ayers Insurance, LLC Address of other business: Rio Rancho, NM Nature of other business: Retirement Planning/financial advising Your position: associate advisor Start Date: 01/2015 How many hours you devote to the other business per month: 80 How many hours you devote to the other business during securities trading hours: 80 Briefly describe your duties: Sales. Meet with client preparing to retire and discuss how to structure fixed indexed annuities as personal pensions.
CRS (Client Relationship Summary) - RIA
Click below to view Nicole Lea Ayers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2023 - Present
BROOKSTONE WEALTH ADVISORS, LLC
Office #1: 1453 Rio Rancho Blvd Se, Suite 3, Rio Rancho, NM 87124RIA
CRD#: 137658
Rio Rancho, NM
Past
April 14, 2020 - December 31, 2022
TOWNSQUARE CAPITAL, LLC
RIA
CRD#: 288576
Rio Rancho, NM
Past
April 19, 2018 - May 26, 2020
HORTER INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 119880
Rio Rancho, NM
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES
CRD#: 137658 / SEC#: 801-67628
RIA
Registered Investment Advisory firm - (3/16/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Mexico(1/6/2023)
Current Firm
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES
CRD#: 137658 / SEC#: 801-67628
RIA
Registered Investment Advisory firm - (3/16/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 S Naperville Rd Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
244
SEC notice filing (52 States and Territories)
Documents
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Company Information
BROOKSTONE WEALTH ADVISORS, LLC
CRD#: 137658Rio Rancho, NM 87124TRUST BUT VERIFY
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