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Matthew S. Bartlett

CRUX CAPITAL SECURITIES
BROOKLYN, NY 11205
Some features on this profile are disabled
CRD#: 6939213
MB

Professional summary

Matthew Scott Bartlett is a registered financial professional currently at CRUX CAPITAL SECURITIES, LLC located in Brooklyn, New York.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 2019. Matthew has worked at 4 firms and has passed the Series 63, Series 79TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Scott Bartlett's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 24, 2026 - Present

CRUX CAPITAL SECURITIES, LLC

Office #1: 19 Morris Avenue, Brooklyn, NY 11205
BD
CRD#: 336464
BROOKLYN, NY
Past

June 11, 2025 - March 12, 2026

JONES LANG LASALLE SECURITIES, LLC

BD
CRD#: 120738
New York, NY
Past

June 1, 2022 - July 21, 2025

JAVCAP SECURITIES LLC

BD
CRD#: 142174
NEW YORK, NY
Past

August 30, 2019 - June 9, 2022

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/17/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 8/30/2019
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/26/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

CC
CRUX CAPITAL SECURITIES, LLC
CRUX CAPITAL SECURITIES, LLC

CRD#: 336464 / SEC#: , 8-71382

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
19 Morris Avenue, Brooklyn, NY 11205
Mailing Address
19 Morris Avenue, Brooklyn, NY 11205
Phone number
(347) 525-5779
Established
Delaware since 04/28/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CRUX CAPITAL SECURITIES HOLDINGS, LLCSOLE MEMBER
BROWN, SCOTT LESLIEFINOP6694802
CHUNG MCLEAN, YONETTECEO4384662
NICKS, BRENT PATRICKCCO4067773

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CRUX CAPITAL SECURITIES, LLC

CRD#: 336464Brooklyn, NY 11205

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