Alexander J. Petronella

STOLZER ROTHSCHILD LEVY LLC

Basking Ridge, NJ 07920

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CRD#: 6939004

Professional summary

Alexander Joseph Petronella Jr., who also goes by Alex J Petronella, Alex Joseph Petronella, is a registered financial advisor currently at STOLZER ROTHSCHILD LEVY LLC located in Basking Ridge, New Jersey.

Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Alexander has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alex J Petronella | Alex Joseph Petronella

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am engaged in the sale of corporate benefits and group insurance. I work 30-35 hours per week as a benefits consultant. I provide plan consulting, sell and service corporate benefit plans. I work with medical, dental, and vision insurance.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Joseph Petronella Jr.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 28, 2019 - Present

STOLZER ROTHSCHILD LEVY LLC

Office #1: 233 Mt. Airy Road Suite 100, Basking Ridge, NJ 07920

RIA

CRD#: 169817

Basking Ridge, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STOLZER ROTHSCHILD LEVY LLC

AQUITY 401K | STOLZER ROTHSCHILD LEVY LLC | SRL REEDMARK WEALTH MANAGEMENT | LEVY, STOLZER ROTHSCHILD

CRD#: 169817 / SEC#: 801-132576

RIA

Registered Investment Advisory firm - (4/28/2025 Approved)

New Jersey

Registered Investment Advisory firm - (5/1/2025 Terminated)

New York

Registered Investment Advisory firm - (8/2/2023 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(1/28/2019)

IAR

New York
(8/2/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/4/2019

Uniform Investment Adviser Law Examination

Current Firm

STOLZER ROTHSCHILD LEVY LLC

AQUITY 401K | STOLZER ROTHSCHILD LEVY LLC | SRL REEDMARK WEALTH MANAGEMENT | LEVY, STOLZER ROTHSCHILD

CRD#: 169817 / SEC#: 801-132576

RIA

Registered Investment Advisory firm - (4/28/2025 Approved)

New Jersey

Registered Investment Advisory firm - (5/1/2025 Terminated)

New York

Registered Investment Advisory firm - (8/2/2023 Approved)

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Contact information

Main Address

233 Mt. Airy Road Suite 100, Basking Ridge, NJ 07920

Mailing Address

Phone number

(732) 481-2200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2 A DISCLOSURE BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	220
AUM (Assets Under Management)	$ 145,190,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alexander J. Petronella

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Joseph Petronella Jr.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

STOLZER ROTHSCHILD LEVY LLC

Primary Firm SEC Registration

STOLZER ROTHSCHILD LEVY LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/4/2019

Current Firm

STOLZER ROTHSCHILD LEVY LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STOLZER ROTHSCHILD LEVY LLC

TRUST BUT VERIFY

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