Tyler Allen

CORNERSTONE PLANNING GROUP

Fairfield, NJ 07004

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CRD#: 6938713

Professional summary

Tyler Allen, who also goes by Tyler George Allen, is a registered financial advisor currently at CORNERSTONE PLANNING GROUP located in Fairfield, New Jersey.

Tyler is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Tyler has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tyler George Allen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance Licensed with numerous carriers to solicit life, health and disability insurance products. All are fixed and not investment related. 5-10 hours per month. 350 Passaic Avenue, Suite 201, Fairfield NJ 07004 2021 to Present - Tutor at Huntingdon Learning Center. Not investment related. 245 E. Main Street, Ramsey, 10 hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler Allen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 28, 2022 - Present

CORNERSTONE PLANNING GROUP

Office #1: 350 Passaic Avenue Suite 201, Fairfield, NJ 07004

RIA

CRD#: 307189

Fairfield, NJ

Past

September 28, 2018 - March 29, 2022

MML INVESTORS SERVICES, LLC

CRD#: 10409

PARAMUS, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CORNERSTONE PLANNING GROUP

CRD#: 307189 / SEC#: 801-118222

RIA

Registered Investment Advisory firm - (3/13/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(11/28/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/4/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/29/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/28/2018

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CORNERSTONE PLANNING GROUP

CRD#: 307189 / SEC#: 801-118222

RIA

Registered Investment Advisory firm - (3/13/2020 Approved)

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Contact information

Main Address

350 Passaic Avenue Suite 201, Fairfield, NJ 07004

Mailing Address

Phone number

(973) 487-3220

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/4/2025)

Regulatory assets under management

Total Number of Accounts	2,646
AUM (Assets Under Management)	$ 650,035,096

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tyler Allen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler Allen's CRS (Customer Relationship Summary).

Certified licenses

Experience

CORNERSTONE PLANNING GROUP

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

CORNERSTONE PLANNING GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 11/4/2022

Series 63

Date: 11/29/2018

SIE

Date: 10/1/2018

Series 6

Date: 9/28/2018

Current Firm

CORNERSTONE PLANNING GROUP

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CORNERSTONE PLANNING GROUP

TRUST BUT VERIFY

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